Filing Details

Accession Number:
0001209191-17-027778
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-20 19:09:23
Reporting Period:
2017-04-19
Filing Date:
2017-04-20
Accepted Time:
2017-04-20 19:09:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1621832 Aqua Metals Inc. AQMS Secondary Smelting & Refining Of Nonferrous Metals (3341) 471169572
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1649322 Stephen Cotton 1010 Atlantic Ave
Alameda CA 94501
Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-04-19 4,415 $17.26 93,291 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2017.
  2. The sales price reported in Column 4 of Table 1 represents the weighted average sales price of the shares sold within a range from $17.11 to $17.56 per share. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.