Filing Details

Accession Number:
0001179110-17-006130
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-20 17:37:30
Reporting Period:
2017-04-19
Filing Date:
2017-04-20
Accepted Time:
2017-04-20 17:37:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
908315 Winmark Corp WINA Retail-Miscellaneous Retail (5900) 411622691
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1346749 C Steven Zola 605 Hwy 169 N
Suite 400
Minneapolis MN 55441
President, Winmark Capital Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-19 7,000 $20.96 9,003 Yes 4 M Direct
Common Stock Disposition 2017-04-19 3,000 $125.00 6,003 No 4 S Direct
Common Stock Disposition 2017-04-19 1,185 $123.80 47,344 No 4 F Indirect by Zola Living Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
Yes 4 M Direct
No 4 S Direct
No 4 F Indirect by Zola Living Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-04-19 7,000 $20.96 17,686 $20.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,686 2008-12-13 2017-12-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 500 Indirect Child 1
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $16.52 2009-08-13 2018-08-13 8,437 8,437 Direct
Common Stock Employee Stock Option (right to buy) $12.75 2009-12-11 2018-12-11 5,786 5,786 Direct
Common Stock Employee Stock Option (right to buy) $13.01 2010-06-01 2019-06-01 7,306 7,306 Direct
Common Stock Employee Stock Option (right to buy) $22.15 2010-12-10 2019-12-10 7,500 7,500 Direct
Common Stock Employee Stock Option (right to buy) $31.19 2011-06-01 2020-06-01 7,113 7,113 Direct
Common Stock Employee Stock Option (right to buy) $32.92 2011-12-14 2020-12-14 9,250 8,581 Direct
Common Stock Employee Stock Option (right to buy) $37.76 2012-06-01 2021-06-01 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $53.34 2012-12-08 2021-12-08 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $51.17 2013-06-01 2022-06-01 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $55.72 2013-12-13 2022-12-13 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $59.77 2014-06-01 2023-06-01 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $82.72 2014-12-16 2023-12-16 9,250 9,250 Direct
Common Stock Employee Stock Option (right to buy) $66.29 2015-06-01 2024-06-01 8,500 8,500 Direct
Common Stock Employee Stock Option (right to buy) $80.32 2015-12-15 2024-12-15 8,500 8,500 Direct
Common Stock Employee Stock Option (right to buy) $91.93 2016-06-01 2025-06-01 6,800 6,800 Direct
Common Stock Employee Stock Option (right to buy) $90.99 2016-12-14 2025-12-14 6,800 6,800 Direct
Common Stock Employee Stock Option (right to buy) $98.25 2017-06-01 2026-06-01 5,000 5,000 Direct
Common Stock Employee Stock Option (right to buy) $125.50 2017-12-12 2026-12-12 5,000 5,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-08-13 8,437 8,437 Direct
2018-12-11 5,786 5,786 Direct
2019-06-01 7,306 7,306 Direct
2019-12-10 7,500 7,500 Direct
2020-06-01 7,113 7,113 Direct
2020-12-14 9,250 8,581 Direct
2021-06-01 9,250 9,250 Direct
2021-12-08 9,250 9,250 Direct
2022-06-01 9,250 9,250 Direct
2022-12-13 9,250 9,250 Direct
2023-06-01 9,250 9,250 Direct
2023-12-16 9,250 9,250 Direct
2024-06-01 8,500 8,500 Direct
2024-12-15 8,500 8,500 Direct
2025-06-01 6,800 6,800 Direct
2025-12-14 6,800 6,800 Direct
2026-06-01 5,000 5,000 Direct
2026-12-12 5,000 5,000 Direct
Footnotes
  1. 25% per year for 4 years
  2. 3,000 shares sold at a price of $125.00 to cover taxes due on option exercises included on this Form 4.
  3. 1,185 shares delivered in payment of exercise price of option exercise included on this Form 4, valued at the closing price of the shares on April 19, 2017 of $123.80.