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Filing Details

Accession Number:: 0001398344-17-005075
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-04-20 14:12:32
Reporting Period:: 2016-04-11

Filing Date:: 2017-04-20
Accepted Time:: 2017-04-20 14:12:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1135657	Eco-Stim Energy Solutions Inc.	ESES	Oil & Gas Field Services, Nec (1389)	208203420

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1660407	Iii Donald Stoltz	12 Vanderbilt Drive Livingston NJ 07039		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-04-11	2,693	$2.32	2,400,081	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-04-12	1,340	$2.53	2,401,421	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-04-13	1,708	$2.60	2,403,129	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-04-19	1,000	$2.61	2,404,129	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-04-20	1,300	$2.79	2,405,429	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-06-02	18,408	$2.69	2,423,837	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-06-03	5,331	$2.80	2,429,168	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-06-06	11,149	$2.83	2,440,317	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-06-07	5,031	$2.73	2,445,348	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-06-08	2,500	$2.79	2,447,848	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-06-13	3,177	$2.65	2,451,025	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-06-15	1,100	$2.78	2,452,125	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-06-16	6,666	$2.75	2,458,791	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-06-23	9,861	$2.90	2,468,652	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-06-28	4,977	$2.90	2,473,629	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-06-30	7,297	$2.85	2,480,926	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-07-01	13,600	$2.75	2,494,526	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-08-17	20,000	$2.40	2,514,526	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-08-18	300,000	$2.25	2,814,526	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-08-23	50,000	$2.40	2,864,526	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-09-13	38,683	$2.08	2,903,209	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-09-15	25,451	$2.12	2,928,660	No	4	P	Indirect	By Argentina Fund
Common Stock	Acquisiton	2016-09-22	50,874	$2.28	2,979,534	No	4	P	Indirect	By Argentina Fund

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund
No	4	P	Indirect	By Argentina Fund

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,471,838	Indirect	By Argentina Fund
Common Stock	1,507,696	Indirect	By Argentina Fund 2

Footnotes

By Bienville Argentina Opportunities Master Fund, LP ("Argentina Fund"). The Reporting Person serves as the portfolio manager of the registered investment adviser to Argentina Fund, and as such he could be deemed to indirectly beneficially own the shares held by Argentina Fund. The Reporting Person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or any other purposes.
By Bienville Argentina Opportunities Fund 2.0, LP ("Argentina Fund 2"). The Reporting Person serves as the portfolio manager of the registered investment adviser to Argentina Fund 2, and as such he could be deemed to indirectly beneficially own the shares held by Argentina Fund 2. The Reporting Person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or any other purposes.
On April 3, 2017, 1,507,696 shares of the Issuer were transferred by Argentina Fund to Argentina Fund 2 as part of an in-kind distribution of assets by Argentina Fund to certain of its investors who have elected to rollover all or a portion of their investment in Argentina Fund to Argentina Fund 2 via an in-kind contribution of securities to Argentina Fund 2. Accordingly, there was no change in beneficial ownership of any investors in either Fund with respect to the shares of the Issuer as a result of the transaction. With respect to the Reporting Person, the transaction only effected a change in the form of beneficial ownership without changing the Reporting Person's pecuniary interest in the shares and was exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13.