Filing Details

Accession Number:
0001140361-17-016204
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-19 18:11:56
Reporting Period:
2017-04-18
Filing Date:
2017-04-19
Accepted Time:
2017-04-19 18:11:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060523 Cardinal Financial Corp CFNL National Commercial Banks (6021) 541874630
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218054 P Alice Frazier 8270 Greensboro Drive
Suite 500
Mclean VA 22102
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-18 20,000 $11.74 37,676 No 4 M Direct
Common Stock Acquisiton 2017-04-18 27,000 $16.58 64,676 No 4 M Direct
Common Stock Acquisiton 2017-04-18 27,000 $16.54 91,676 No 4 M Direct
Common Stock Acquisiton 2017-04-18 16,000 $20.05 107,676 No 4 M Direct
Common Stock Acquisiton 2017-04-18 1,333 $19.18 109,009 No 4 M Direct
Common Stock Disposition 2017-04-18 91,333 $27.90 17,676 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2017-04-18 20,000 $0.00 20,000 $11.74
Common Stock Stock Option Disposition 2017-04-18 27,000 $0.00 27,000 $16.58
Common Stock Stock Option Disposition 2017-04-18 27,000 $0.00 27,000 $16.54
Common Stock Stock Option Disposition 2017-04-18 16,000 $0.00 16,000 $20.05
Common Stock Stock Option Disposition 2017-04-18 1,333 $0.00 1,333 $19.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-01-26 No 4 M Direct
0 2023-02-13 No 4 M Direct
0 2024-02-19 No 4 M Direct
0 2025-03-18 No 4 M Direct
667 2026-02-16 No 4 M Direct
Footnotes
  1. The stock options vested 20% per year beginning on January 26, 2012.
  2. The stock options vested as follows: 25% on February 13, 2013 and 25% on the anniversary date of the grant for three years.
  3. The stock options vested as follows: 1/3 on February 19, 2014 and 1/3 on the anniversary date of the grant for two years.
  4. The stock options vested as follows: 1/3 on March 18, 2015 and 1/3 on the anniversary date of the grant for two years.
  5. The stock options vested as follows: 1/3 on February 16, 2016 and 1/3 on the anniversary date of the grant for two years.