Filing Details

Accession Number:
0000950103-17-003659
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-19 17:43:57
Reporting Period:
2017-03-01
Filing Date:
2017-04-19
Accepted Time:
2017-04-19 17:43:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1275014 Ultra Clean Holdings Inc. UCTT Semiconductors & Related Devices (3674) 611430858
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1698675 David Speirs Ultra Clean Holdings, Inc.
26462 Corporate Ave
Hayward CA 94545
Svp, North America No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-01 4,204 $14.29 147,920 No 4 P Direct
Common Stock Disposition 2017-03-15 9,958 $14.60 137,962 No 4 S Direct
Common Stock Disposition 2017-03-17 18,052 $15.37 119,910 No 4 S Direct
Common Stock Disposition 2017-04-17 16,119 $15.13 103,791 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 200 Indirect by son
Footnotes
  1. This Form is being filed late to report transactions that were inadvertently omitted from prior reports. The reporting person's sale of UCTT common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 4,204 shares, with the reporting person's purchase of 4,204 shares of UCTT common stock at a price of $14.29 per share on March 1, 2017. The reporting person has paid UCTT $4,666.44, representing the full amount of the profit (using a per share sale price of $15.40, which was the highest sale price for any individual sale transaction during the relevant time period) in connection with the short-swing transaction, and the reporting person has further agreed to pay UCTT any further profits that result from future sales.
  2. This is the weighted average sale price. Shares were sold in multiple transactions at prices from $15.3338 to $15.40. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  3. Shares sold pursuant to a previously established Rule 10b5-1 Plan.
  4. This is the weighted average sale price. Shares were sold in multiple transactions at prices from $15.00 to $15.30. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.