Filing Details

Accession Number:
0001283643-17-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-12 18:16:41
Reporting Period:
2017-04-10
Filing Date:
2017-04-12
Accepted Time:
2017-04-12 18:16:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1651094 Elevate Credit Inc. ELVT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1082906 C Jay Hoag C/O Tcmi, Inc.
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1188444 Jr Q Jon Reynolds C/O Tcmi, Inc.
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1188456 John Drew C/O Tcmi, Inc.
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1197937 Rick Kimball C/O Tcmi, Inc.
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1274664 Tcv V Lp C/O Tcmi, Inc.
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1283643 Technology Crossover Management V Llc C/O Tcmi, Inc.
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1361345 Tcv Member Fund, L.p. C/O Tcmi, Inc.
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1406576 C. John Rosenberg C/O Tcmi, Inc.
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-10 37,055 $0.00 37,055 No 4 C Indirect TCV V, L.P.
Common Stock Acquisiton 2017-04-10 920,537 $0.00 957,593 No 4 C Indirect TCV V, L.P.
Common Stock Acquisiton 2017-04-10 4,931,037 $0.00 5,888,631 No 4 C Indirect TCV V, L.P.
Common Stock Acquisiton 2017-04-10 78,494 $6.50 5,967,123 No 4 P Indirect TCV V, L.P.
Common Stock Acquisiton 2017-04-10 715 $0.00 715 No 4 C Indirect TCV Member Fund, L.P.
Common Stock Acquisiton 2017-04-10 17,695 $0.00 18,410 No 4 C Indirect TCV Member Fund, L.P.
Common Stock Acquisiton 2017-04-10 98,370 $0.00 116,780 No 4 C Indirect TCV Member Fund, L.P.
Common Stock Acquisiton 2017-04-10 1,506 $6.50 118,286 No 4 P Indirect TCV Member Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect TCV V, L.P.
No 4 C Indirect TCV V, L.P.
No 4 C Indirect TCV V, L.P.
No 4 P Indirect TCV V, L.P.
No 4 C Indirect TCV Member Fund, L.P.
No 4 C Indirect TCV Member Fund, L.P.
No 4 C Indirect TCV Member Fund, L.P.
No 4 P Indirect TCV Member Fund, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2017-04-10 368,215 $0.00 920,537 $0.00
Common Stock Series A Preferred Stock Disposition 2017-04-10 7,078 $0.00 17,695 $0.00
Common Stock Series B Preferred Stock Disposition 2017-04-10 1,972,415 $0.00 4,931,037 $0.00
Common Stock Series B Preferred Stock Disposition 2017-04-10 39,348 $0.00 98,370 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017.
  2. The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date.
  3. The Series B preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date.
  4. These securities are directly held by TCV V, L.P. ("TCV V"). Jay C. Hoag, Richard H. Kimball, John L. Drew, and Jon Q. Reynolds are Class A Members (collectively, the "TCM V Members") and John C. Rosenberg is an Assignee of Technology Crossover Management V, L.L.C. ("TCM V") which is the general partner of TCV V. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV V, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
  5. These securities are directly held by TCV Member Fund, L.P. ("TCV Member Fund"). The TCM V Members are Members and Mr. Rosenberg is an Assignee of TCM V, which is a general partner of TCV Member Fund. The TCM V Members and Mr. Rosenberg are also limited partners of TCV Member Fund. The TCM V Members, Mr. Rosenberg and TCM V may be deemed to beneficially own the securities held by TCV Member Fund, but each of the TCM V Members, Mr. Rosenberg and TCM V disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.