Filing Details

Accession Number:
0000899243-17-010077
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-12 17:41:54
Reporting Period:
2017-04-10
Filing Date:
2017-04-12
Accepted Time:
2017-04-12 17:41:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1098972 Agenus Inc AGEN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
935679 H Garo Armen 3 Forbes Rd
Lexington MA 02421
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-10 70,544 $3.37 1,389,021 No 4 P Direct
Common Stock Acquisiton 2017-04-12 29,456 $3.29 1,418,477 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,046 Indirect By Antigenics Holdings
Footnotes
  1. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $3.29 to $3.43. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares purchased at each price.
  2. This transaction was executed in multiple trades through a broker-dealer at prices ranging from $3.255 to $3.33. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of Shares purchased at each price.
  3. Dr. Armen is Chairman of the Board of Managers and a member of Antigenics Holdings LLC ("Holdings") which as of the date of this report owns 4,046 shares of Agenus Inc. common stock. Dr. Armen has a pecuniary interest in only a portion of the shares held by Holdings and disclaims beneficial ownership to the extent of his pecuniary interest therein.