Filing Details

Accession Number:
0001127602-17-014682
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-12 17:07:32
Reporting Period:
2017-04-10
Filing Date:
2017-04-12
Accepted Time:
2017-04-12 17:07:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674862 Ashland Global Holdings Inc ASH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438239 T. Anne Schumann 1313 N Market Street
Wilmington DE 19894
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-10 6,300 $70.37 16,573 No 4 M Direct
Common Stock Acquisiton 2017-04-10 2,550 $89.69 19,123 No 4 M Direct
Common Stock Acquisiton 2017-04-10 850 $89.69 19,973 No 4 M Direct
Common Stock Disposition 2017-04-10 1,369 $125.07 10,459 No 4 S Direct
Common Stock Disposition 2017-04-10 186 $125.07 10,273 No 4 S Direct
Common Stock Disposition 2017-04-10 4,486 $125.07 15,487 No 4 F Direct
Common Stock Disposition 2017-04-10 2,074 $125.07 13,413 No 4 F Direct
Common Stock Disposition 2017-04-10 692 $125.07 12,721 No 4 F Direct
Common Stock Disposition 2017-04-11 1,814 $126.00 10,907 No 4 S Direct
Common Stock Disposition 2017-04-11 476 $126.00 10,431 No 4 S Direct
Common Stock Disposition 2017-04-11 158 $126.00 10,273 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2017-04-10 6,300 $0.00 6,300 $70.37
Common Stock Stock Appreciation Right Disposition 2017-04-10 2,550 $0.00 2,550 $89.69
Common Stock Stock Appreciation Right Disposition 2017-04-10 850 $0.00 850 $89.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-11-14 2022-12-14 No 4 M Direct
850 2014-11-13 2023-12-13 No 4 M Direct
0 2014-11-13 2023-12-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,308 Indirect 401(K)
Footnotes
  1. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.
  2. Balance includes 5,443 shares of unvested Restricted Stock, of which 33 additional shares were acquired in lieu of cash dividends (exempt pursuant to Rule 16b-3) pursuant to Ashland's plans and applicable restricted stock agreements (17 on December 15, 2016 and 16 on March 15, 2017).
  3. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 7 below.
  4. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below.
  5. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 9 below.
  6. Based on Employee Savings Plan information as of April 11, 2017, the latest date for which such information is reasonably available.
  7. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
  8. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
  9. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.