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Filing Details

Accession Number:: 0000014693-17-000051
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-04-11 17:02:27
Reporting Period:: 2017-04-07

Filing Date:: 2017-04-11
Accepted Time:: 2017-04-11 17:02:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BFA, BFB	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1631269	E Ralph Chabert De	850 Dixie Highway Louisville KY 40210	Svp, Chief Diversity Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class B Common	Disposition	2017-04-07	1,760	$45.53	4,610	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Restricted Stock Units	$0.00	2017-04-30		238	238	Direct
Class B Common	Restricted Stock Units	$0.00	2018-04-30		286	286	Direct
Class B Common	Stock Appreciation Right	$13.53	2012-05-01	2019-04-30	1,180	1,180	Direct
Class B Common	Stock Appreciation Right	$23.20	2014-05-01	2021-04-30	3,434	3,434	Direct
Class B Common	Stock Appreciation Right	$36.21	2016-05-01	2023-04-30	1,154	1,154	Direct
Class B Common	Stock Appreciation Right	$45.99	2017-05-01	2024-04-30	1,334	1,334	Direct
Class B Common	Stock Appreciation Right	$51.13	2018-05-01	2025-04-30	5,616	5,616	Direct
Class B Common	Stock Appreciation Right	$49.01	2019-05-01	2026-04-30	6,432	6,432	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	238	238	Direct
	286	286	Direct
2019-04-30	1,180	1,180	Direct
2021-04-30	3,434	3,434	Direct
2023-04-30	1,154	1,154	Direct
2024-04-30	1,334	1,334	Direct
2025-04-30	5,616	5,616	Direct
2026-04-30	6,432	6,432	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.5271 to $45.53, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Updated to reflect the August 2016 stock split and corrected as a result of prior reporting error.
Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
The restricted stock units were granted on July 25, 2013, and vest April 30, 2017.
Reflects the acquisition of 119 additional restricted stock units in the August 2016 stock split.
The restricted stock units were granted on July 24, 2014, and vest April 30, 2018.
Reflects the acquisition of 143 additional restricted stock units in the August 2016 stock split.
These stock appreciation rights were previously reported as covering 590 shares at an exercise price of $27.05 but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 1,717 shares at an exercise price of $46.40, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 577 shares at an exercise price of $72.42, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 667 shares at an exercise price of $91.97, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 2,808 shares at an exercise price of $102.25, but were adjusted to reflect the August 2016 stock split.
These stock appreciation rights were previously reported as covering 3,216 shares at an exercise price of $98.01, but were adjusted to reflect the August 2016 stock split.