Filing Details
- Accession Number:
- 0001127602-17-014613
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-11 12:42:49
- Reporting Period:
- 2017-04-07
- Filing Date:
- 2017-04-11
- Accepted Time:
- 2017-04-11 12:42:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1673358 | Yum China Holdings Inc. | YUMC | Retail-Eating Places (5812) | 812421743 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685859 | Riu Sun | 16/F Two Grand Gateway 3 Hong Qiao Road Shanghai F4 200030 | Chief Growth Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-04-07 | 14,451 | $21.06 | 17,828 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-04-07 | 4,971 | $26.64 | 22,799 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-04-07 | 9,755 | $31.20 | 13,044 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2017-04-07 | 4,245 | $31.20 | 8,799 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2017-04-07 | 5,422 | $31.22 | 3,377 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2017-04-07 | 14,451 | $0.00 | 14,451 | $21.06 |
| Common Stock | Stock Appreciation Right | Disposition | 2017-04-07 | 4,971 | $0.00 | 4,971 | $26.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 43,356 | 2026-02-05 | No | 4 | M | Direct | |
| 14,913 | 2025-07-16 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $31.22 to $31.251. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Vesting occurs 25% per year beginning one year from 2/5/2016.
- Vesting occurs 25% per year beginning one year from 7/16/2015.
Billionaire Hedge Funds
