Filing Details

Accession Number:
0001615774-17-001614
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-10 21:41:06
Reporting Period:
2017-04-07
Filing Date:
2017-04-10
Accepted Time:
2017-04-10 21:41:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1266806 Second Sight Medical Products Inc EYES Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1624919 Gregg Williams 12744 San Fernando Road
Building 3
Sylmar CA 91342
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-07 4,000,000 $1.00 19,384,634 No 4 P Indirect .
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect .
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Acquisiton 2017-04-07 48,157 $0.00 48,157 $5.00
Common Stock Warrant to Purchase Common Acquisiton 2017-04-07 168,548 $0.00 168,548 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
263,078 2012-07-31 2017-07-31 No 4 P Indirect
408,548 2013-02-23 2018-02-28 No 4 P Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrant to Purchase Common Stock $1.47 2017-03-13 2022-03-13 6,802,721 6,802,721 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-03-13 6,802,721 6,802,721 Indirect
Footnotes
  1. Gregg G. Williams 2006 Trust, a trust of which Mr. Williams is trustee, acquired common stock and warrants in a private transaction.
  2. Of which (i) Gregg G. Williams 2006 Trust, owns 13,542,298 shares and warrants to purchase 7,019,426 shares, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,484,254 shares and warrants to purchase 240,000 shares, and (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares and warrants to purchase 214,921 shares.