Filing Details

Accession Number:
0001104659-17-022319
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-07 18:30:43
Reporting Period:
2017-04-05
Filing Date:
2017-04-07
Accepted Time:
2017-04-07 18:30:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1618732 Nutanix Inc. NTNX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185068 J Christopher Schaepe 2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1347126 Lightspeed Venture Partners Vii, L.p. 2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1366048 Barry Eggers 2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1366051 Peter Nieh 2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1435573 Lightspeed Venture Partners Viii Lp 2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1522568 Lightspeed Ultimate General Partner Viii, Ltd. 2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1522569 Lightspeed General Partner Viii, L.p. 2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1602662 Lightspeed Ultimate General Partner Vii, Ltd. 2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1602663 Lightspeed General Partner Vii, L.p. 2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2017-04-05 100,000 $17.62 24,947 No 4 S Indirect By Barry Eggers Revocable Trust dtd 6/4/2008
Class A Common Stock Disposition 2017-04-05 8,600 $0.00 16,347 No 4 G Indirect By Barry Eggers Revocable Trust dtd 6/4/2008
Class A Common Stock Disposition 2017-04-05 43,074 $17.62 0 No 4 S Indirect By Eggers Investments, L.P.
Class A Common Stock Disposition 2017-04-05 50,000 $17.50 114,947 No 4 S Indirect By The Schaepe-Chiu Living Trust Dated 11/5/1997
Class A Common Stock Disposition 2017-04-05 50,000 $17.66 64,947 No 4 S Indirect By The Schaepe-Chiu Living Trust Dated 11/5/1997
Class A Common Stock Disposition 2017-04-05 14,723 $17.51 155,179 No 4 S Direct
Class A Common Stock Disposition 2017-04-05 46,271 $17.51 29,590 No 4 S Indirect By Nieh Family Investments I LP - Fund 1
Class A Common Stock Disposition 2017-04-06 55,410 $18.10 99,769 No 4 S Direct
Class A Common Stock Disposition 2017-04-06 29,590 $18.10 0 No 4 S Indirect By Nieh Family Investments I LP - Fund 1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Barry Eggers Revocable Trust dtd 6/4/2008
No 4 G Indirect By Barry Eggers Revocable Trust dtd 6/4/2008
No 4 S Indirect By Eggers Investments, L.P.
No 4 S Indirect By The Schaepe-Chiu Living Trust Dated 11/5/1997
No 4 S Indirect By The Schaepe-Chiu Living Trust Dated 11/5/1997
No 4 S Direct
No 4 S Indirect By Nieh Family Investments I LP - Fund 1
No 4 S Direct
No 4 S Indirect By Nieh Family Investments I LP - Fund 1
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 4,631,331 Indirect By Lightspeed Venture Partners VII, L.P.
Class A Common Stock 751,928 Indirect By Lightspeed Venture Partners VIII, L.P.
Class A Common Stock 86,148 Indirect By Schaepe-Chiu Investments I LP - Fund 1
Footnotes
  1. These sales were executed in multiple trades at prices ranging from $17.10 to $17.995. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
  2. The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
  3. The shares are held of record by Eggers Investments, L.P. Barry Eggers serves as trustee of the general partner of such entity.
  4. These sales were executed in multiple trades at prices ranging from $17.27 to $17.73. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
  5. The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
  6. These sales were executed in multiple trades at prices ranging from $17.68 to $17.99. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
  7. These sales were executed in multiple trades at prices ranging from $17.24 to $17.87. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
  8. The shares are held of record by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity.
  9. These sales were executed in multiple trades at prices ranging from $17.85 to $18.26. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
  10. The shares are held of record by Lightspeed VII.
  11. Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
  12. The shares are held of record by Lightspeed VIII.
  13. Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
  14. The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.
  15. The shares are held of record by Peter Nieh.