Filing Details

Accession Number:
0001325533-17-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-07 17:56:47
Reporting Period:
2017-04-05
Filing Date:
2017-04-07
Accepted Time:
2017-04-07 17:56:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
843006 Issuer Direct Corp ISDR Commercial Printing (2750) 261331503
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325533 Red Oak Partners, Llc 1441 Broadway
Suite 5022
New York NY 10018
No No Yes No
1423093 David Sandberg 1969 Sw 17Th Street
Boca Raton FL 33486
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-04-05 1,859 $11.81 203,478 No 4 S Indirect By Pinnacle Opportunities Fund, LP. directly
Common Stock Disposition 2017-04-05 1,782 $11.81 195,337 No 4 S Indirect By The Red Oak Fund, LP directly
Common Stock Disposition 2017-04-05 784 $11.81 85,870 No 4 S Indirect By The Red Oak Long Fund, LP directly
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Pinnacle Opportunities Fund, LP. directly
No 4 S Indirect By The Red Oak Fund, LP directly
No 4 S Indirect By The Red Oak Long Fund, LP directly
Footnotes
  1. Red Oak Partners, LLC ("ROP") serves as the general partner of The Red Oak Fund, LP, a Delaware limited partnership (the "Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Fund's portfolio manager.
  2. ROP serves as a managing member of Pinnacle Capital Partners, LLC, a Florida limited liability company ("Pinnacle Partners"). Pinnacle Partners is the general partner of Pinnacle Opportunities Fund, LP, a Delaware limited partnership ("Pinnacle Fund"), the direct owner of the subject securities.
  3. ROP serves as the general partner of The Red Oak Long Fund, LP, a Delaware limited partnership (the "Long Fund"), the direct owner of the subject securities. David Sandberg is the managing member of ROP and the Long Fund's portfolio manager.
  4. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
  5. This transaction was executed in multiple trades at prices ranging from $11.75 to $11.85. The price reported in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each of the individual transactions was effected.