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Home > Insider Trading > Filing (0001575462-17-000002)

Filing Details

Accession Number:: 0001575462-17-000002
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2017-04-07 17:40:36
Reporting Period:: 2017-01-12

Filing Date:: 2017-04-07
Accepted Time:: 2017-04-07 17:40:36
Original Submission Date:: 2017-01-17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1380846	Tristate Capital Holdings Inc.	TSC	State Commercial Banks (6022)	204929029

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1575462	L. Mark Sullivan	One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219	Vice Chairman And Cfo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-01-12	28,266	$0.00	139,530	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	15,000	Indirect	By FMT Co Custodian for IRA Rollover FBO Mark L. Sullivan

Footnotes

The reporting person inadvertently reported the number of shares acquired as 28,251