Filing Details
- Accession Number:
- 0001209191-17-026318
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-07 17:02:30
- Reporting Period:
- 2017-04-05
- Filing Date:
- 2017-04-07
- Accepted Time:
- 2017-04-07 17:02:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1564822 | Pinnacle Foods Inc. | PF | Food And Kindred Products (2000) | 352215019 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1659925 | J. Michael Barkley | C/O Pinnacle Foods Inc. 399 Jefferson Road Parsippany NJ 07054-3707 | Evp, Cmo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Acquisiton | 2017-04-05 | 8,708 | $0.00 | 12,919 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2017-04-05 | 4,516 | $57.87 | 8,403 | No | 4 | F | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2017-04-07 | 1,048 | $58.25 | 7,355 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Performance Shares | Disposition | 2017-04-05 | 8,708 | $0.00 | 8,708 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-04-05 | 2017-04-05 | No | 4 | M | Direct |
Footnotes
- On April 1, 2014 the Reporting Person was awarded 4,354 target performance share units ("PSUs") with a three-year performance period ending March 31, 2017 pursuant to the Pinnacle Foods Inc. (the "Company") 2013 Omnibus Incentive Plan. On April 5, 2017, the Compensation Committee of the Board of Directors approved a payout of 200% of the target PSUs under the performance standards set in 2014, based on the relative Total Shareholder Return ("TSR") of the Company as compared to the TSR of each of the companies in the Company's peer group over the period beginning April 1, 2014 and ending March 31, 2017. On April 5, 2017, the Reporting Person acquired 8,708 shares of the Company's common stock ("shares") upon the vesting of the PSUs.
- Each PSU represents a contingent right to receive one share. The Reporting Person received one share for each PSU that vested.
- 4,516 shares were withheld automatically in order to satisfy the tax liability that arose upon vesting of the PSUs.
- Reflects the closing price of the shares on March 31, 2017.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2016.
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