Filing Details

Accession Number:
0001104659-17-021791
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-05 21:02:57
Reporting Period:
2017-04-03
Filing Date:
2017-04-05
Accepted Time:
2017-04-05 21:02:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1618732 Nutanix Inc. NTNX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185068 J Christopher Schaepe 2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1347126 Lightspeed Venture Partners Vii, L.p. 2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1366048 Barry Eggers 2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1366051 Peter Nieh 2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1435573 Lightspeed Venture Partners Viii Lp 2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1522568 Lightspeed Ultimate General Partner Viii, Ltd. 2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1522569 Lightspeed General Partner Viii, L.p. 2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1602662 Lightspeed Ultimate General Partner Vii, Ltd. 2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
1602663 Lightspeed General Partner Vii, L.p. 2200 Sand Hill Road
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2017-04-03 10,287 $18.42 32,787 No 4 S Indirect By Nieh Family Investments LP - Fund 1
Class A Common Stock Disposition 2017-04-03 13,135 $18.42 94,339 No 4 S Direct
Class A Common Stock Disposition 2017-04-03 25,000 $18.50 57,474 No 4 S Indirect By The Schaepe-Chiu Living Trust Dated 11/5/1997
Class A Common Stock Disposition 2017-04-04 31,910 $17.61 62,429 No 4 S Direct
Class A Common Stock Disposition 2017-04-04 2,860,445 $0.00 4,631,331 No 4 J Indirect By Lightspeed Venture Partners VII, L.P.
Class A Common Stock Acquisiton 2017-04-04 736,565 $0.00 736,565 No 4 J Indirect By Lightspeed General Partner VII, L.P.
Class A Common Stock Disposition 2017-04-04 736,565 $0.00 0 No 4 J Indirect By Lightspeed General Partner VII, L.P.
Class A Common Stock Acquisiton 2017-04-04 107,473 $0.00 124,947 No 4 J Indirect By Barry Eggers Revocable Trust dtd 6/4/2008
Class A Common Stock Acquisiton 2017-04-04 107,473 $0.00 169,902 No 4 J Direct
Class A Common Stock Acquisiton 2017-04-04 107,473 $0.00 164,947 No 4 J Indirect By The Schaepe-Chiu Living Trust Dated 11/5/1997
Class A Common Stock Disposition 2017-04-04 1,430,223 $0.00 751,928 No 4 J Indirect By Lightspeed Venture Partners VIII, L.P.
Class A Common Stock Acquisiton 2017-04-04 332,886 $0.00 332,886 No 4 J Indirect By Lightspeed General Partner VIII, L.P.
Class A Common Stock Disposition 2017-04-04 332,886 $0.00 0 No 4 J Indirect By Lightspeed General Partner VIII, L.P.
Class A Common Stock Acquisiton 2017-04-04 43,074 $0.00 43,074 No 4 J Indirect By Eggers Investments, L.P.
Class A Common Stock Acquisiton 2017-04-04 43,074 $0.00 86,148 No 4 J Indirect By Schaepe-Chiu Investments I LP - Fund 1
Class A Common Stock Acquisiton 2017-04-04 43,074 $0.00 75,861 No 4 J Indirect By Nieh Family Investments I LP - Fund 1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Nieh Family Investments LP - Fund 1
No 4 S Direct
No 4 S Indirect By The Schaepe-Chiu Living Trust Dated 11/5/1997
No 4 S Direct
No 4 J Indirect By Lightspeed Venture Partners VII, L.P.
No 4 J Indirect By Lightspeed General Partner VII, L.P.
No 4 J Indirect By Lightspeed General Partner VII, L.P.
No 4 J Indirect By Barry Eggers Revocable Trust dtd 6/4/2008
No 4 J Direct
No 4 J Indirect By The Schaepe-Chiu Living Trust Dated 11/5/1997
No 4 J Indirect By Lightspeed Venture Partners VIII, L.P.
No 4 J Indirect By Lightspeed General Partner VIII, L.P.
No 4 J Indirect By Lightspeed General Partner VIII, L.P.
No 4 J Indirect By Eggers Investments, L.P.
No 4 J Indirect By Schaepe-Chiu Investments I LP - Fund 1
No 4 J Indirect By Nieh Family Investments I LP - Fund 1
Footnotes
  1. The shares are held of record by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity.
  2. The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
  3. Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).
  4. The shares are held of record by Lightspeed VII.
  5. Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
  6. The shares are held of record by LGP VII.
  7. Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
  8. The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
  9. Represents in-kind distribution by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII") without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).
  10. The shares are held of record by Lightspeed VIII.
  11. Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
  12. The shares are held of record by LGP VIII.
  13. Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
  14. The shares are held of record by Eggers Investments, L.P. Barry Eggers serves as trustee of the general partner of such entity.
  15. The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.
  16. These sales were executed in multiple trades at prices ranging from $18.35 to $18.50. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
  17. These sales were executed in multiple trades at prices ranging from $18.38 to $18.62. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
  18. These sales were executed in multiple trades at prices ranging from $17.44 to $17.74. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
  19. The shares are held of record by Peter Nieh.