Filing Details

Accession Number:
0000899243-17-009598
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-04-05 20:28:39
Reporting Period:
2017-03-29
Filing Date:
2017-04-05
Accepted Time:
2017-04-05 20:28:39
Original Submission Date:
2017-03-31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1689923 Alteryx Inc. AYX () E9
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1619682 Iconiq Strategic Partners Ii-B, L.p. C/O Iconiq Strategic Partners
394 Pacific Avenue, 2Nd Floor
San Francisco CA 94111
No No Yes No
1619710 Iconiq Strategic Partners Ii, L.p. C/O Iconiq Strategic Partners
394 Pacific Avenue, 2Nd Floor
San Francisco CA 94111
No No Yes No
1654712 Iconiq Strategic Partners Ii Co-Invest, L.p., Ax Series C/O Iconiq Strategic Partners
394 Pacific Avenue, 2Nd Floor
San Francisco CA 94111
No No Yes No
1688124 J.g. William Griffith C/O Iconiq Strategic Partners
394 Pacific Avenue, 2Nd Floor
San Francisco CA 94111
No No Yes No
1688143 Divesh Makan C/O Iconiq Strategic Partners
394 Pacific Avenue, 2Nd Floor
San Francisco CA 94111
No No Yes No
1702831 Iconiq Strategic Partners Ii Tt Gp, Ltd C/O Iconiq Strategic Partners
394 Pacific Avenue, 2Nd Floor
San Francisco CA 94111
No No Yes No
1702932 Iconiq Strategic Partners Ii Gp, L.p. C/O Iconiq Strategic Partners
394 Pacific Avenue, 2Nd Floor
San Francisco CA 94111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-03-29 378,618 $14.00 378,618 No 4 P Direct
Class A Common Stock Acquisiton 2017-03-29 296,382 $14.00 296,382 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Series C Preferred Stock Disposition 2017-03-29 621,660 $0.00 621,660 $0.00
Class B Common Stock Series C Preferred Stock Disposition 2017-03-29 486,634 $0.00 486,634 $0.00
Class B Common Stock Series C Preferred Stock Disposition 2017-03-29 721,437 $0.00 721,437 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2017-03-29 621,660 $0.00 621,660 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2017-03-29 486,634 $0.00 486,634 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2017-03-29 721,437 $0.00 721,437 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
907,480 No 4 C Direct
710,373 No 4 C Direct
1,053,132 No 4 C Direct
Footnotes
  1. ICONIQ Strategic Partners II, L.P ("ICONIQ II") is the direct owner of these securities.
  2. ICONIQ Strategic Partners II-B, L.P. ("ICONIQ II-B") is the direct owner of these securities.
  3. Each share of Series C Preferred Stock automatically converted into one (1) share of Class B Common Stock immediately prior to the consummation of the Issuer's initial public offering on March 29, 2017. The shares of Series C Preferred Stock had no expiration date.
  4. ICONIQ Strategic Partners II Co-Invest, L.P., AX Series ("ICONIQ II Co-Invest, AX Series") is the direct owner of these securities.
  5. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Certificate of Incorporation. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class B Common Stock have no expiration date.
  6. ICONIQ Strategic Partners II GP, L.P. ("ICONIQ GP"), is the general partner of each of ICONIQ II, ICONIQ II-B and ICONIQ II Co-Invest, AX Series. ICONIQ Strategic Partners II TT GP, Ltd. ("ICONIQ Parent GP") is the general partner of ICONIQ GP. Divesh Makan and William Griffith are the sole equity holders and directors of ICONIQ Parent GP. Each of ICONIQ GP, ICONIQ Parent GP, Divesh Makan and William Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.