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Filing Details

Accession Number:: 0000919574-17-003172
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-04-05 19:28:09
Reporting Period:: 2017-04-03

Filing Date:: 2017-04-05
Accepted Time:: 2017-04-05 19:28:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1064728	Peabody Energy Corp	BTU	Bituminous Coal & Lignite Surface Mining (1221)	134004153

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1099094	Discovery Global Opportunity Partners, L.p.	C/O Discovery Capital Management, Llc 20 Marshall Street, Suite 310 South Norwalk CT 06854	No	No	Yes	No
1389507	Discovery Capital Management, Llc / Ct	20 Marshall Street Suite 310 South Norwalk CT 06854	No	No	Yes	No
1528766	K. Robert Citrone	C/O Discovery Capital Management, Llc 20 Marshall Street, Suite 310 South Norwalk CT 06854	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value	Acquisiton	2017-04-03	7,192,536	$0.00	14,192,991	No	4	C	Indirect	See Footnote
Common Stock, $0.01 Par Value	Acquisiton	2017-04-03	7,445,754	$0.00	12,444,728	No	4	C	Indirect	See Footnote
Common Stock, $0.01 Par Value	Acquisiton	2017-04-05	870,363	$0.01	15,063,354	No	4	X	Indirect	See Footnote
Common Stock, $0.01 Par Value	Acquisiton	2017-04-05	600,774	$0.01	13,045,502	No	4	X	Indirect	See Footnote
Common Stock, $0.01 Par Value	Disposition	2017-04-05	320	$27.25	15,063,034	No	4	S	Indirect	See Footnote
Common Stock, $0.01 Par Value	Disposition	2017-04-05	220	$27.25	13,045,282	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	X	Indirect	See Footnote
No	4	X	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock, $0.01 Par Value	Series A Convertible Preferred Stock	Disposition	2017-04-03	3,641,992	$0.00	7,192,536	$0.00
Common Stock, $0.01 Par Value	Series A Convertible Preferred Stock	Disposition	2017-04-03	3,770,211	$0.00	7,445,754	$0.00
Common Stock, $0.01 Par Value	Warrant	Disposition	2017-04-05	870,363	$0.00	870,363	$0.01
Common Stock, $0.01 Par Value	Warrant	Disposition	2017-04-05	600,774	$0.00	600,774	$0.01

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2017-04-03		No	4	C	Indirect
2017-04-03		No	4	C	Indirect
2017-04-03	2017-07-03	No	4	X	Indirect
2017-04-03	2017-07-03	No	4	X	Indirect

Footnotes

The securities are held in the accounts of various clients of Discovery Capital Management, LLC ("Discovery") and may be deemed to be beneficially owned by Discovery, as the investment manager to such clients, and Robert K. Citrone, as the managing member of Discovery.
The securities are held in the account of Discovery Global Opportunity Partners, LP (the "Fund") and may be deemed to be beneficially owned by Discovery, as the general partner of the Fund, and Robert K. Citrone, as the managing member of Discovery.
The Series A Convertible Preferred Stock has no expiration date and is convertible at a price of $16.25 per share, subject to adjustment as set forth in the Certificate of Designation attached as Exhibit 3.2 to the Issuer's Form 8-K filed on April 3, 2017. Each share of Series A Convertible Preferred Stock converted to approximately 1.975 shares of Common Stock, $0.01 par value.
On April 5, 2017, the Reporting Person exercised Warrants to purchase 870,363 shares of Common Stock, $0.01 par value. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 320 shares to pay the exercise price and issuing the Reporting Person the remaining 870,043 shares.
On April 5, 2017, the Reporting Person exercised Warrants to purchase 600,774 shares of Common Stock, $0.01 par value. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 220 shares to pay the exercise price and issuing the Reporting Person the remaining 600,554 shares.