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Filing Details

Accession Number:
0000919574-17-003172
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-05 19:28:09
Reporting Period:
2017-04-03
Filing Date:
2017-04-05
Accepted Time:
2017-04-05 19:28:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1064728 Peabody Energy Corp BTU Bituminous Coal & Lignite Surface Mining (1221) 134004153
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1099094 Discovery Global Opportunity Partners, L.p. C/o Discovery Capital Management, Llc
20 Marshall Street, Suite 310
South Norwalk CT 06854
No No Yes No
1389507 Discovery Capital Management, Llc / Ct 20 Marshall Street
Suite 310
South Norwalk CT 06854
No No Yes No
1528766 K. Robert Citrone C/o Discovery Capital Management, Llc
20 Marshall Street, Suite 310
South Norwalk CT 06854
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2017-04-03 7,192,536 $0.00 14,192,991 No 4 C Indirect See Footnote
Common Stock, $0.01 Par Value Acquisiton 2017-04-03 7,445,754 $0.00 12,444,728 No 4 C Indirect See Footnote
Common Stock, $0.01 Par Value Acquisiton 2017-04-05 870,363 $0.01 15,063,354 No 4 X Indirect See Footnote
Common Stock, $0.01 Par Value Acquisiton 2017-04-05 600,774 $0.01 13,045,502 No 4 X Indirect See Footnote
Common Stock, $0.01 Par Value Disposition 2017-04-05 320 $27.25 15,063,034 No 4 S Indirect See Footnote
Common Stock, $0.01 Par Value Disposition 2017-04-05 220 $27.25 13,045,282 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 X Indirect See Footnote
No 4 X Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.01 Par Value Series A Convertible Preferred Stock Disposition 2017-04-03 3,641,992 $0.00 7,192,536 $0.00
Common Stock, $0.01 Par Value Series A Convertible Preferred Stock Disposition 2017-04-03 3,770,211 $0.00 7,445,754 $0.00
Common Stock, $0.01 Par Value Warrant Disposition 2017-04-05 870,363 $0.00 870,363 $0.01
Common Stock, $0.01 Par Value Warrant Disposition 2017-04-05 600,774 $0.00 600,774 $0.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-04-03 No 4 C Indirect
0 2017-04-03 No 4 C Indirect
0 2017-04-03 2017-07-03 No 4 X Indirect
0 2017-04-03 2017-07-03 No 4 X Indirect
Footnotes
  1. The securities are held in the accounts of various clients of Discovery Capital Management, LLC ("Discovery") and may be deemed to be beneficially owned by Discovery, as the investment manager to such clients, and Robert K. Citrone, as the managing member of Discovery.
  2. The securities are held in the account of Discovery Global Opportunity Partners, LP (the "Fund") and may be deemed to be beneficially owned by Discovery, as the general partner of the Fund, and Robert K. Citrone, as the managing member of Discovery.
  3. The Series A Convertible Preferred Stock has no expiration date and is convertible at a price of $16.25 per share, subject to adjustment as set forth in the Certificate of Designation attached as Exhibit 3.2 to the Issuer's Form 8-K filed on April 3, 2017. Each share of Series A Convertible Preferred Stock converted to approximately 1.975 shares of Common Stock, $0.01 par value.
  4. On April 5, 2017, the Reporting Person exercised Warrants to purchase 870,363 shares of Common Stock, $0.01 par value. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 320 shares to pay the exercise price and issuing the Reporting Person the remaining 870,043 shares.
  5. On April 5, 2017, the Reporting Person exercised Warrants to purchase 600,774 shares of Common Stock, $0.01 par value. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 220 shares to pay the exercise price and issuing the Reporting Person the remaining 600,554 shares.