Filing Details

Accession Number:
0001225208-17-007635
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-05 15:05:08
Reporting Period:
2017-04-04
Filing Date:
2017-04-05
Accepted Time:
2017-04-05 15:05:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
39368 Fuller H B Co FUL Adhesives & Sealants (2891) 410268370
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1599549 J Robert Martsching 1200 Willow Lake Boulevard
P.o. Box 64683
St. Paul MN 55164-0683
Vp, Corporate Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-04 4,340 $20.57 15,092 No 4 M Direct
Common Stock Disposition 2017-04-04 4,340 $50.20 10,752 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2017-04-04 4,340 $20.57 4,340 $20.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-12-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right-to-Buy) $22.27 2021-01-20 4,315 4,315 Direct
Common Stock Employee Stock Option (Right-to-Buy) $28.40 2022-01-26 3,504 3,504 Direct
Common Stock Employee Stock Option (Right-to-Buy) $33.38 2026-01-19 9,546 9,546 Direct
Common Stock Employee Stock Option (Right-to-Buy) $38.31 2023-04-10 658 658 Direct
Common Stock Employee Stock Option (Right-to-Buy) $39.64 2023-01-24 2,806 2,806 Direct
Common Stock Employee Stock Option (Right-to-Buy) $41.00 2025-01-22 7,292 7,292 Direct
Common Stock Employee Stock Option (Right-to-Buy) $48.92 2024-01-23 5,326 5,326 Direct
Common Stock Employee Stock Option (Right-to-Buy) $50.10 2018-01-26 2027-01-26 7,582 7,582 Direct
Common Stock Performance Stock Units $0.00 2017-01-19 2019-01-19 744 744 Direct
Common Stock Performance Stock Units $0.00 2018-01-26 2020-01-26 815 815 Direct
Common Stock Phantom Units $0.00 2,998 2,998 Direct
Common Stock Restricted Stock Units $0.00 2019-01-19 744 744 Direct
Common Stock Restricted Stock Units $0.00 2018-01-22 652 652 Direct
Common Stock Restricted Stock Units $0.00 2018-05-01 4,726 4,726 Direct
Common Stock Restricted Stock Units $0.00 2018-01-26 2027-01-26 1,879 1,879 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-01-20 4,315 4,315 Direct
2022-01-26 3,504 3,504 Direct
2026-01-19 9,546 9,546 Direct
2023-04-10 658 658 Direct
2023-01-24 2,806 2,806 Direct
2025-01-22 7,292 7,292 Direct
2024-01-23 5,326 5,326 Direct
2027-01-26 7,582 7,582 Direct
2019-01-19 744 744 Direct
2020-01-26 815 815 Direct
2,998 2,998 Direct
2019-01-19 744 744 Direct
2018-01-22 652 652 Direct
2018-05-01 4,726 4,726 Direct
2027-01-26 1,879 1,879 Direct
Footnotes
  1. The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $50.202 to $50.21. The reporting person will provide to the issuer, a security holder of theissuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
  2. Amount includes 2,738 restricted shares awarded pursuant to H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan and are 100% vested. Total amount also includes shares acquired pursuant to a dividend reinvestment plan.
  3. Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
  4. H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal installments beginning on January 19, 2017. This option makes up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
  5. Amended and Restated Year 2000 Stock Incentive Plan: This option vests on April 10, 2016.
  6. H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal annual installments beginning on January 22, 2016.
  7. H.B. Fuller Company 2013 Master Incentive Plan: This option is 100% vested.
  8. H.B. Fuller Company 2016 Master Incentive Plan: This option vests in three equal installments beginning on the date shown.
  9. H.B. Fuller Company 2013 Master Incentive Plan: These performance stock units convert into shares of common stock on a 1-for-1 basis.
  10. H.B. Fuller Company 2013 Master Incentive Plan: These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. These performance stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
  11. H.B. Fuller Company 2013 Master Incentive Plan: This amount has been adjusted to reflect the increase in number of performance stock units of the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.
  12. These performance stock units convert into shares of common stock on a 1-for-1 basis.
  13. H.B. Fuller Company 2016 Master Incentive Plan: These performance stock units vest in three annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
  14. Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
  15. Key Employee Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
  16. Key Employee Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee DeferredCompensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
  17. Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employee Deferred Compensation Plan.
  18. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
  19. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 19, 2017. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
  20. H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.
  21. H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
  22. H.B. Fuller Company 2016 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
  23. H.B. Fuller Company 2016 Master Incentive Plan: 50% of these restricted stock units will vest on May 1, 2017 and 50% will vest on May 1, 2018.
  24. H.B. Fuller Company 2016 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2016 Master Incentive Plan.
  25. H.B. Fuller Company 2016 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on the date shown.