Home > Insider Trading > Filing (0001213900-17-003371)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1314223	Amber Road Inc.	AMBR	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1211700	R Donald Caldwell	150 Radnor Chester Rd #150 Radnor PA 19087		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-04-03	25,000	$7.52	3,320,200	No	4	S	Indirect	See Footnote 2
Common Stock	Disposition	2017-04-04	23,449	$7.00	3,296,751	No	4	S	Indirect	See Footnote 2

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote 2
No	4	S	Indirect	See Footnote 2

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	25,110	Direct

Footnotes

The sales of the shares were made by The Co-Investment Fund II, L.P. (45%) and The Co-Investment 2000 Fund, L.P. (55%) in connection with their maturity and their obligation to make distributions to its partners.
Consists of 1,483,270 shares (after sales on April 3, 2017) and 1,472,718 shares (after sales on April 4, 2017) held by The Co-Investment Fund II, L.P. and 1,863, 930 shares (after sales on April 3, 2017) and 1,8524,033 shares (after sales on April 4, 2017) held by The Co-Investment 2000 Fund, L.P. (the "Funds"). Donald R. Caldwell is a director, shareholder and officer of Co-Invest Capital Partners, Inc., which is the general partner Co-Invest Management, L.P., which is the general partner of The Co-Investment 2000 Fund, L.P. Donald R. Caldwell is a director, shareholder and officer of Co-Invest Capital Partners II, Inc., which is the general partner of Co-Invest Management II, L.P., which is the general partner of The Co-Investment Fund II, L.P.
Under the terms of the applicable partnership agreements of the Funds, the Reporting Person is deemed to hold these shares for the benefit of the Funds, which are entitled to receive the net economic benefit of the shares as a credit against the management fees owed by the Funds to Cross Atlantic Capital Partners, Inc. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.