Filing Details
- Accession Number:
- 0001055726-17-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-03 17:08:59
- Reporting Period:
- 2017-03-30
- Filing Date:
- 2017-04-03
- Accepted Time:
- 2017-04-03 17:08:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1055726 | Inovio Pharmaceuticals Inc. | INO | Surgical & Medical Instruments & Apparatus (3841) | 330024450 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1464549 | Joseph Jong Kim | 660 W. Germantown Pike Suite 110 Plymouth Meeting PA 19462 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-30 | 73,590 | $5.08 | 2,164,887 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-30 | 73,590 | $6.51 | 2,091,297 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-03-31 | 73,590 | $5.08 | 2,164,887 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-31 | 73,590 | $6.57 | 2,091,297 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2017-03-30 | 73,590 | $0.00 | 73,590 | $5.08 |
| Common Stock | Common Stock Option | Disposition | 2017-03-31 | 73,590 | $0.00 | 73,590 | $5.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 73,590 | 2007-01-18 | 2017-01-18 | No | 4 | M | Direct |
| 0 | 2007-01-18 | 2027-01-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,750,000 | Indirect | By Family Limited Partnership |
| Common Stock | 33,563 | Indirect | By Daughter: EK |
| Common Stock | 33,775 | Indirect | By Son: JK1 |
| Common Stock | 5,975 | Indirect | By Spouse |
| Common Stock | 33,533 | Indirect | By Son: JK2 |
Footnotes
- The term of these stock option was extended by 14 days after the expiration of the Company's blackout period.
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