Filing Details

Accession Number:
0001415889-17-000555
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-03-31 21:30:11
Reporting Period:
2016-01-06
Filing Date:
2017-03-31
Accepted Time:
2017-03-31 21:30:11
Original Submission Date:
2016-01-08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645494 Arris International Plc ARRS Radio & Tv Broadcasting & Communications Equipment (3663) 981241619
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1662677 R Timothy O'loughlin 3871 Lakefield Drive
Suwanee GA 30024
President,North American Sales No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2016-01-06 17,397 $29.78 1,527 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Restricted Shares (T) 170329 Acquisiton 2017-03-29 18,725 $0.00 18,725 $0.00
Ordinary Shares Restricted Shares (P) 170329 Acquisiton 2017-03-29 37,450 $0.00 37,450 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,725 2021-03-29 No 4 A Direct
37,450 2020-01-31 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Ordinary Shares Restricted Shares (S) 160707 $0.00 2018-01-04 14,650 14,650 Direct
Ordinary Shares Restricted Shares (R) 160707 $0.00 2018-01-04 4,230 4,230 Direct
Ordinary Shares Restricted Shares (T) 160707 $0.00 2020-07-07 19,735 19,735 Direct
Ordinary Shares Restricted Shares (P) 160707 $0.00 2019-01-31 39,470 39,470 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
14,650 14,650 Direct
4,230 4,230 Direct
19,735 19,735 Direct
39,470 39,470 Direct
Footnotes
  1. The number of shares previously reported were the pre-combination quantity of shares held and did not reflect conversion multiplier pursuant to the scheme.
  2. The price reported is a weighted average price. The shares were sold in multiple transactions at prices within $1 of the high and low sale prices. The reporting person undertakes to provide issuer or any security holder of the issuer or the staff of the Security Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote
  3. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
  4. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
  5. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.
  6. Represents a restricted stock grant subsequent to the 4 January 2016 combination of ARRIS Group, Inc. ("ARRIS") and Pace plc ("Pace") pursuant to which each of ARRIS and Pace was acquired by a new English holding company, ARRIS International plc (the "Merger"). The granted shares are subject to vesting on the second anniversary of the Merger. Date represents vesting date for the award.