Filing Details

Accession Number:
0001104659-17-020748
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-31 18:10:16
Reporting Period:
2017-03-29
Filing Date:
2017-03-31
Accepted Time:
2017-03-31 18:10:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1514242 Old Psg Wind-Down Ltd. PSG Operators Of Nonresidential Buildings (6512) A6
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1001085 Brookfield Asset Management Inc. Brookfield Place
181 Bay Street, Suite 300
Toronto A6 M5J 2T3
No No Yes No
1540229 Ltd Partners Brookfield Place
181 Bay Street, Suite 300
Toronto A6 M5J 2T3
No No Yes No
1666925 Brookfield Asset Management Private Institutional Capital Adviser (Private Equity), L.p. Brookfield Place
181 Bay Street, Suite 300
Toronto A6 M5J 2T3
No No Yes No
1685113 Brookfield Private Equity Inc. Brookfield Place
181 Bay Street, Suite 300
Toronto A6 M5J 2T3
No No Yes No
1685119 Ltd Ontario 2484842 Brookfield Place
181 Bay Street, Suite 300
Toronto A6 M5J 2T3
No No Yes No
1685157 Brookfield Private Equity Group Holdings Lp Brookfield Place
181 Bay Street, Suite 300
Toronto A6 M5J 2T3
No No Yes No
1685158 Ltd. Partners Capital Brookfield Brookfield Place
181 Bay Street, Suite 300
Toronto A6 M5J 2T3
No No Yes No
1685160 Ltd Gp Bcp Brookfield Place
181 Bay Street, Suite 300
Toronto A6 M5J 2T3
No No Yes No
1685326 251091708 Delaware Lp Brookfield Place
181 Bay Street, Suite 300
Toronto A6 M5J 2T3
No No Yes No
1685327 Pubco Investments Lp Brookfield Place
181 Bay Street, Suite 300
Toronto A6 M5J 2T3
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, No Par Value Disposition 2017-03-29 17,000 $0.94 6,009,860 No 4 S Indirect Owned by 251091708 Delaware LP
Common Shares, No Par Value Disposition 2017-03-30 78,193 $0.91 5,931,667 No 4 S Indirect Owned by 251091708 Delaware LP
Common Shares, No Par Value Disposition 2017-03-31 145,700 $0.83 5,785,967 No 4 S Indirect Owned by 251091708 Delaware LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Owned by 251091708 Delaware LP
No 4 S Indirect Owned by 251091708 Delaware LP
No 4 S Indirect Owned by 251091708 Delaware LP
Footnotes
  1. This Form 4 is being jointly filed by and on behalf of each of the following persons (each, a "Reporting Person"): (i) 251091708 Delaware LP, a Delaware limited partnership ("251091708"); (ii) PubCo Investments LP, an Ontario limited partnership ("PubCo LP"); (iii) 2484842 Ontario Limited, a corporation formed under the laws of Ontario, Canada ("2484842 GP"); (iv) Brookfield Capital Partners Ltd., a corporation formed under the laws of Ontario, Canada ("BF Capital Partners"); (v) BCP GP Limited, a corporation formed under the laws of Ontario, Canada ("BCP GP"); (vi) Brookfield Private Equity Group Holdings LP, a Manitoba limited partnership ("BF Holdings");
  2. (vii) Brookfield Private Equity Inc., a corporation formed under the laws of Ontario, Canada ("BPE"); (viii) Brookfield Asset Management Private Institutional Capital Adviser (Private Equity) LP, a Manitoba limited partnership ("BAM PIC"); (ix) Brookfield Asset Management Inc., a corporation formed under the laws of Ontario, Canada ("BAM"); and (x) Partners Limited, a corporation formed under the laws of Ontario, Canada ("Partners").
  3. 251091708 is controlled by its general partner, PubCo LP. PubCo LP is controlled by its general partner, 2484842 GP. 2484842 GP is controlled by its sole shareholder, BF Capital Partners. BF Capital Partners is controlled by its sole shareholder, BCP GP. BCP GP is controlled by its sole shareholder, BF Holdings. BF Holdings is controlled by its general partner, BPE. BPE is controlled by its sole shareholder, BAM. BAM PIC serves as the investment advisor to 251091708, PubCo LP and 2484842 GP and is controlled by its general partner, BF Capital Partners. Partners Limited holds 85,120 Class B Limited Voting Shares of BAM, representing 100% of such shares, and 867,495 Class A Limited Voting Shares of BAM, representing approximately 0.1% of such shares.
  4. Each of the Reporting Persons may be deemed to beneficially own the securities of the Issuer beneficially owned by the Reporting Persons directly or indirectly controlled by it, but each (other than 251091708 to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.