Filing Details
- Accession Number:
- 0001214659-17-002250
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2017-03-31 10:59:42
- Reporting Period:
- 2016-12-31
- Filing Date:
- 2017-03-31
- Accepted Time:
- 2017-03-31 10:59:42
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222621 | M Priscilla Lu | No | No | No | No | ||
| 1513060 | Cathaya Capital Lp | 1501-08 Millennium City 5 418 Kwun Tong Road Kwun Tong K3 418 | No | No | No | No | |
| 1513221 | China Electric Vehicle Corp | 1501-08 Millennium City 5 418 Kwun Tong Road Kwun Tong K3 418 | No | No | No | No | |
| 1517669 | Ltd International World Better | 1501-08 Millennium City 5 418 Kwun Tong Road Kwun Tong K3 418 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-28 | 8,872,602 | $0.05 | 178,502,878 | No | 5 | P | Indirect | See Footnote |
| Common Stock | Acquisiton | 2016-07-27 | 18,399,316 | $0.07 | 178,059,248 | No | 5 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Indirect | See Footnote |
| No | 5 | P | Indirect | See Footnote |
Footnotes
- The shares were issued in lieu of cash payment of accrued interest on the Issuer's Senior Convertible Note held by China Electric Vehicle Corporation and on indebtedness owed by the Issuer to Cathaya Management Co. Limited. Each of China Electric Vehicle Corporation and Cathaya Management Co. Limited are affiliates of the Reporting Person.
- Priscilla M. Lu disclaims beneficial ownership of the Issuer's securities reported herein except to the extent of her pecuniary interest.
Billionaire Hedge Funds
