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Filing Details

Accession Number:: 0001179110-17-005243
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-30 15:59:23
Reporting Period:: 2017-03-17

Filing Date:: 2017-03-30
Accepted Time:: 2017-03-30 15:59:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1374684	Mulesoft Inc	MULE	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1028348	Brookside Capital Partners Fund Lp	C/O Bain Capital Public Equity, Lp 200 Clarendon Street Boston MA 02116	No	No	Yes	No
1156175	Bain Capital Public Equity Management, Llc	C/O Bain Capital Public Equity, Lp 200 Clarendon Street Boston MA 02116	No	No	Yes	No
1461875	Brookside Capital Trading Fund, L.p.	C/O Bain Capital Public Equity, Lp 200 Clarendon Street Boston MA 02116	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2017-03-17	500,000	$17.00	500,000	No	4	P	Indirect	See Footnotes
Class A Common Stock	Acquisiton	2017-03-17	203,082	$25.06	703,082	No	4	P	Indirect	See Fotonotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Fotonotes

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Series G Convertible Preferred Stock	Acquisiton	2017-03-17	890,689	$0.00	890,689	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2017-03-17	890,689	$0.00	890,689	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect
890,689			No	4	C	Indirect

Footnotes

As of March 17, 2017, (a) 890,689 shares of Class B Common Stock of the Issuer were directly held by Brookside Capital Partners Fund, L.P. ("Partners Fund"), whose general partner is Brookside Capital Investors, L.P. ("Investors"), and (b) 703,082 shares of Class A Common Stock of the Issuer were held directly by Brookside Capital Trading Fund, L.P. ("Trading Fund"), whose general partner is Brookside Capital Investors II, L.P. ("Investors II"). Bain Capital Public Equity Management, LLC ("BCPEM") is the general partner of Investors and Investors II.
As of March 17, 2017, BCPEM may be deemed to share beneficial ownership of all 890,689 shares of Class B Common Stock held of record by Partners Fund and the 703,082 shares of Class A Common Stock held of record by Trading Fund, but disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein.
Immediately prior to the completion of the Issuer's initial public offering, all shares of Series G Preferred Stock converted into shares of Class B Common Stock on a 1:1 basis and have no expiration date.
Each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. Upon the closing of the Issuer's initial public offering, the Class B Common Stock will become convertible at the holder's election into Class A Common Stock on a 1-for-1 basis and have no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain transfers described in the Issuer's certificate of incorporation.