Filing Details

Accession Number:
0001222113-17-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-29 12:44:59
Reporting Period:
2017-03-27
Filing Date:
2017-03-29
Accepted Time:
2017-03-29 12:44:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222113 E Y Marc Pelaez C/O Ii-Vi Incorporated
375 Saxonburg Blvd
Saxonburg PA 16056
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-27 17,120 $12.08 73,927 No 4 M Direct
Common Stock Disposition 2017-03-27 10,573 $38.84 63,354 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2017-03-27 17,120 $0.00 17,120 $12.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-08-15 No 4 M Direct
Footnotes
  1. Represents the weighted average of multiple sales transactions ranging in price from $38.8250 to $39.1153. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  2. The options previously were reported as covering 8,560 shares at an exercise price of $24.15 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
  3. The options vested in five equal annual installments beginning on August 15, 2010.