Filing Details

Accession Number:
0000908834-17-000060
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-29 11:07:24
Reporting Period:
2013-06-11
Filing Date:
2017-03-29
Accepted Time:
2017-03-29 11:07:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
886137 Finish Line Inc FINL Retail-Shoe Stores (5661) 351537210
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1701232 A. Melissa Greenwell 3308 N. Mitthoeffer Road
Indianapolis IN 46235
Evp, Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-06-11 1,017 $0.00 11,862 No 4 A Direct
Class A Common Stock Acquisiton 2013-07-15 7,525 $6.29 19,387 No 4 M Direct
Class A Common Stock Disposition 2013-07-15 7,525 $22.71 11,862 No 4 S Direct
Class A Common Stock Acquisiton 2013-08-13 91 $0.00 11,953 No 4 A Direct
Class A Common Stock Acquisiton 2014-04-01 2,642 $0.00 14,595 No 4 A Direct
Class A Common Stock Acquisiton 2014-04-01 5,000 $0.00 19,595 No 4 A Direct
Class A Common Stock Disposition 2014-04-27 711 $26.68 18,884 No 4 F Direct
Class A Common Stock Acquisiton 2015-03-30 2,537 $0.00 21,421 No 4 A Direct
Class A Common Stock Disposition 2015-04-02 814 $24.81 20,607 No 4 F Direct
Class A Common Stock Acquisiton 2016-02-29 9,817 $0.00 30,424 No 4 A Direct
Class A Common Stock Acquisiton 2016-03-28 4,396 $0.00 34,820 No 4 A Direct
Class A Common Stock Disposition 2016-04-01 876 $20.65 33,944 No 4 F Direct
Class A Common Stock Disposition 2016-06-11 329 $17.33 33,615 No 4 F Direct
Class A Common Stock Acquisiton 2016-07-29 4,077 $13.10 37,692 No 4 M Direct
Class A Common Stock Disposition 2016-07-29 4,077 $21.67 33,615 No 4 S Direct
Class A Common Stock Disposition 2016-08-13 29 $22.18 33,586 No 4 F Direct
Class A Common Stock Disposition 2017-03-01 1,767 $16.30 31,819 No 4 F Direct
Class A Common Stock Acquisiton 2017-03-27 17,189 $0.00 49,008 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 A Direct
No 4 A Direct
No 4 A Direct
No 4 F Direct
No 4 A Direct
No 4 F Direct
No 4 A Direct
No 4 A Direct
No 4 F Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
No 4 F Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Acquisiton 2013-06-11 3,653 $0.00 3,653 $21.23
Class A Common Stock Stock Option (Right to Buy) Disposition 2013-07-15 7,525 $0.00 7,525 $6.29
Class A Common Stock Stock Option (Right to Buy) Acquisiton 2013-08-13 328 $0.00 328 $21.94
Class A Common Stock Stock Option (Right to Buy) Acquisiton 2014-04-01 18,171 $0.00 18,171 $27.25
Class A Common Stock Stock Option (Right to Buy) Acquisiton 2014-04-01 3,000 $0.00 3,000 $27.25
Class A Common Stock Performance-Based Restricted Stock Acquisiton 2014-04-01 3,412 $0.00 3,412 $0.00
Class A Common Stock Stock Option (Right to Buy) Acquisiton 2015-03-30 23,592 $0.00 23,592 $24.44
Class A Common Stock Performance-Based Restricted Stock Acquisiton 2015-03-30 3,805 $0.00 3,805 $0.00
Class A Common Stock Performance-Based Restricted Stock Acquisiton 2015-03-30 1,023 $0.00 1,023 $0.00
Class A Common Stock Performance-Based Restricted Stock Disposition 2016-02-27 1,023 $0.00 1,023 $0.00
Class A Common Stock Stock Option (Right to Buy) Acquisiton 2016-02-29 60,674 $0.00 60,674 $18.33
Class A Common Stock Stock Option (Right to Buy) Acquisiton 2016-03-28 44,910 $0.00 44,910 $20.47
Class A Common Stock Performance-Based Restricted Stock Acquisiton 2016-03-28 6,593 $0.00 6,593 $0.00
Class A Common Stock Stock Option (Right to Buy) Disposition 2016-07-29 4,077 $0.00 4,077 $13.10
Class A Common Stock Dividend Equivalent Rights Acquisiton 2014-06-16 456 $0.00 456 $0.00
Class A Common Stock Performance-Based Restricted Stock Acquisiton 2017-03-27 17,189 $0.00 17,189 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,653 2023-06-11 No 4 A Direct
0 2019-03-26 No 4 M Direct
328 2023-08-13 No 4 A Direct
18,171 2024-04-01 No 4 A Direct
3,000 2024-04-01 No 4 A Direct
3,412 2017-04-01 No 4 A Direct
23,592 2025-03-30 No 4 A Direct
3,805 2018-03-30 No 4 A Direct
1,023 2016-02-27 No 4 A Direct
0 2016-02-27 No 4 D Direct
60,674 2026-02-28 No 4 A Direct
44,910 2026-03-28 No 4 A Direct
6,593 2019-03-28 No 4 A Direct
0 2020-03-11 No 4 M Direct
456 No 4 A Direct
17,189 2020-03-27 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 717 Indirect By Employee Stock Purchase Plan
Footnotes
  1. All the reported shares of restricted stock cliff-vest in full on 6/11/2016.
  2. All the reported shares of restricted stock cliff-vest in full on 8/13/2016.
  3. All the reported shares of restricted stock cliff-vest in full on 4/1/2017.
  4. All the reported shares of restricted stock cliff-vest in full on 4/1/2017.
  5. Withheld for the satisfaction of tax liabilities incurred upon the vesting of 2,197 shares of restricted stock.
  6. All the reported shares of restricted stock cliff-vest in full on 3/30/2018.
  7. Withheld for the satisfaction of tax liabilities incurred upon the vesting of 2,587 shares of restricted stock.
  8. The reported shares of restricted stock vest on the following schedule: 4,909 on 3/1/2017; and 4,908 on 3/1/2018.
  9. All the reported shares of restricted stock cliff-vest in full on 3/28/2019.
  10. Withheld for the satisfaction of tax liabilities incurred upon the vesting of 2,784 shares of restricted stock.
  11. Withheld for the satisfaction of tax liabilities incurred upon the vesting of 1,017 shares of restricted stock.
  12. Withheld for the satisfaction of tax liabilities incurred upon the vesting of 91 shares of restricted stock.
  13. Withheld for the satisfaction of tax liabilities incurred upon the vesting of 4,909 shares of restricted stock.
  14. The reported shares of restricted stock vest in three equal annual installments on the anniversary of the date of grant, commencing on 3/27/2018.
  15. Updated to include shares allocated to the reporting person's account since the date of the reporting person's last ownership report.
  16. The options vest on the following schedule: 365 (10%) on 6/11/2014; 730 (20%) on 6/11/2015; 1,096 (30%) on 6/11/2016; and 1,462 (40%) on 6/11/2017.
  17. The options vested over 4 years, on the anniversary of the date of grant commencing on 3/26/2010, on a schedule of 10%, 20%, 30% and 40% at each respective anniversary.
  18. The options vest on the following schedule: 32 (10%) on 8/13/2014; 66 (20%) on 8/13/2015; 98 (30%) on 8/13/2016; and 132 (40%) on 8/13/2017.
  19. The options vest on the following schedule: 1,817 (10%) on 4/1/2015; 3,634 (20%) on 4/1/2016; 5,451 (30%) on 4/1/2017; and 7,269 (40%) on 4/1/2018.
  20. The options vest on the following schedule: 300 (10%) on 4/1/2015; 600 (20%) on 4/1/2016; 900 (30%) on 4/1/2017; and 1,200 (40%) on 4/1/2018.
  21. Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s net income, measured over a performance period including fiscal years 2015, 2016 and 2017. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.
  22. The options vest on the following schedule: 2,359 (10%) on 3/30/2016; 4,718 (20%) on 3/30/2017; 7,078 (30%) on 3/30/2018; and 9,437 (40%) on 3/30/2019.
  23. Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s earnings per share, measured over a performance period including fiscal years 2016, 2017 and 2018. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.
  24. Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the growth of The Finish Line, Inc.'s adjusted operating income, measured over a performance period including fiscal years 2015 and 2016. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.
  25. The options vest on the following schedule: 30,337 on 3/1/2017; and 30,337 on 3/1/2018.
  26. The options vest on the following schedule: 4,491 (10%) on 3/28/2017; 8,982 (20%) on 3/28/2018; 13,473 (30%) on 3/28/2019; and 17,964 (40%) on 3/28/2020.
  27. Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s earnings per share, measured over a performance period including fiscal years 2017, 2018 and 2019. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.
  28. The total grant of 4,530 options vested over 4 years on the following schedule: 453 (10%) on 3/11/2011; 906 (20%) on 3/11/2012; 1,359 (30%) on 3/11/2013; and 1,812 (40%) on 3/11/2014.
  29. The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.
  30. The reported dividend equivalent rights reflect the aggregate accruals for quarterly dividends paid by The Finish Line, Inc. from the initial grant date for the performance-based restricted stock to which the dividend equivalent rights relate up to the date of this ownership report.
  31. The reported amount does not include 18 dividend equivalent rights that were not earned and were forfeited.
  32. Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s earnings per share and to consolidated enterprise sales growth, measured over a performance period including fiscal years 2018, 2019 and 2020. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.