Filing Details

Accession Number:
0001127602-17-013068
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-28 17:47:45
Reporting Period:
2017-03-27
Filing Date:
2017-03-28
Accepted Time:
2017-03-28 17:47:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535929 Voya Financial Inc. VOYA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237581 D Kevin Silva 230 Park Avenue
New York NY 10169
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-27 9,144 $0.00 23,825 No 4 M Direct
Common Stock Disposition 2017-03-27 5,105 $36.98 18,720 No 4 F Direct
Common Stock Disposition 2017-03-28 4,039 $37.29 14,681 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-03-27 9,144 $0.00 9,144 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,274 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Stock Unit $0.00 35,321 35,321 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
35,321 35,321 Direct
Footnotes
  1. Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
  2. The shares being sold are vested equity awards granted in 2013 with respect to the 2012 performance year.
  3. This transaction was executed in multiple trades at prices ranging from $37.2750 to $37.3050. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  4. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
  5. The stock units will vest based on their respective award agreements.
  6. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.