Filing Details

Accession Number:
0001127602-17-012996
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-03-28 10:16:01
Reporting Period:
2017-01-06
Filing Date:
2017-03-28
Accepted Time:
2017-03-28 10:16:01
Original Submission Date:
2017-01-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
822662 Fidelity Southern Corp LION State Commercial Banks (6022) 581416811
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1256289 Iii Clyde W Shepherd 3490 Piedmont Road
Suite 1550
Atlanta GA 30305
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Fidelity Southern Corporation - Common Stock Acquisiton 2017-01-06 168 $23.76 302,075 No 4 P Direct
Fidelity Southern Corporation - Common Stock Acquisiton 2017-01-06 84 $23.76 301,906 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Fidelity Southern Corporation - Common Stock 2,078 Indirect By Child - Wm Clyde S Shepherd
Fidelity Southern Corporation - Common Stock 39,998 Indirect By Family Foundation
Fidelity Southern Corporation - Common Stock 5,784 Indirect By Family Partnership
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Fidelity Southern Corporation - Common Stock Stock Option (Right to Buy) $15.56 2015-01-23 2019-01-23 6,000 6,000 Direct
Fidelity Southern Corporation - Common Stock Stock Option (Right to Buy) $16.82 2016-03-19 2020-03-19 10,000 10,000 Direct
Fidelity Southern Corporation - Common Stock Stock Option (Right to Buy) $17.87 2017-01-21 2021-01-21 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-01-23 6,000 6,000 Direct
2020-03-19 10,000 10,000 Direct
2021-01-21 10,000 10,000 Direct
Footnotes
  1. Shares awarded for service as a Director during the previous month.
  2. Exercisable: 1/3 on 1/23/2015; 1/3 on 1/23/2016; 1/3 on 1/23/2017
  3. Exercisable: 1/3 on 3/19/16, 1/3 on 3/19/17, 1/3 on 3/19/18
  4. Exercisable: 1/3 on 1/21/2017; 1/3 on 1/21/2018; 1/3 on 1/21/2019