Filing Details

Accession Number:
0000098246-17-000086
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-24 12:31:47
Reporting Period:
2017-03-22
Filing Date:
2017-03-24
Accepted Time:
2017-03-24 12:31:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
98246 Tiffany & Co TIF Retail-Jewelry Stores (5944) 133228013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1016763 S John Petterson Tiffany &Amp; Co.
727 Fifth Avenue
New York NY 10022
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $.01 Par Acquisiton 2017-03-22 2,527 $0.00 44,664 No 4 M Direct
Common Stock $.01 Par Disposition 2017-03-22 935 $94.25 43,729 No 4 F Direct
Common Stock $.01 Par Acquisiton 2017-03-22 37,000 $23.00 80,729 No 4 M Direct
Common Stock $.01 Par Disposition 2017-03-22 20,000 $94.50 60,729 No 4 S Direct
Common Stock $.01 Par Disposition 2017-03-22 17,000 $94.95 43,729 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock $.01 Par Performance-based Restricted Stock Units Disposition 2017-03-22 2,527 $0.00 2,527 $0.00
Common Stock $.01 Par Employee Stock Option (Right to Buy) Disposition 2017-03-22 37,000 $0.00 37,000 $23.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
0 2019-01-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock $.01 Par 396 Indirect By ESOP
Footnotes
  1. Each performance-based restricted stock unit represented a contingent right to receive a share of issuer's common stock upon satisfaction of financial performance criteria for the three-year performance period ended January 31, 2017 and publication of issuer's audited financial statements for the fiscal year-ended on that date. 9,200 performance-based restricted stock units were granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3. 6,673 performance-based restricted stock units not eligible for conversion at the end of the performance period were canceled.
  2. Shares withheld to cover taxes on vested performance-based restricted stock units pursuant to issuer's default equity vesting procedures.
  3. Option granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on January 28, 2009. The option vested in four equal annual installments on January 28, 2010, 2011, 2012 and 2013.
  4. Total grant 37,000 shares. 0 shares previously exercised.