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Filing Details

Accession Number:: 0001217457-17-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-23 13:04:13
Reporting Period:: 2017-03-21

Filing Date:: 2017-03-23
Accepted Time:: 2017-03-23 13:04:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1647509	Forest City Realty Trust Inc.	FCEA/FCEB	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1217457	M Geralyn Presti	50 Public Square, Suite 1100 Cleveland OH 44113	Exec. V.p.; Sec & Gc (Former)	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2017-03-21	1,719	$7.80	29,445	No	4	M	Direct
Class A Common Stock	Acquisiton	2017-03-21	6,894	$15.89	36,339	No	4	M	Direct
Class A Common Stock	Acquisiton	2017-03-21	8,302	$17.72	44,641	No	4	M	Direct
Class A Common Stock	Disposition	2017-03-21	16,915	$21.81	27,726	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common	2009 Stock Option Grant (right to buy)	Disposition	2017-03-21	1,719	$0.00	1,719	$7.80
Class A Common	2010 Stock Option Grant (right to buy)	Disposition	2017-03-21	6,894	$0.00	6,894	$15.89
Class A Common	2011 Stock Option Grant (right to buy)	Disposition	2017-03-21	8,302	$0.00	8,302	$17.72

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2011-04-21	2019-04-21	No	4	M	Direct
2012-04-14	2020-04-14	No	4	M	Direct
2013-04-13	2021-04-13	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership
Class A Common Stock	3,390	Direct
Class A Common Stock	4,779	Direct
Class A Common Stock	11,244	Direct
Class A Common Stock	11,310	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common	2007 Stock Option Grant (right to buy)	$65.35	2009-03-29	2017-03-29	15,000	15,000	Direct
Class A Common	2008 Stock Option Grant (right to buy)	$36.38	2010-06-18	2018-06-18	6,891	6,891	Direct
Class A Common	2014 Performance Shares	$0.00	2017-12-31	1988-08-08	6,371	6,371	Direct
Class A Common	2015 Performance Shares	$0.00	2017-12-31	1988-08-08	4,992	4,992	Direct
Class A Common	2016 Performance Shares	$0.00	2018-12-31	1988-08-08	6,310	6,310	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-03-29	15,000	15,000	Direct
2018-06-18	6,891	6,891	Direct
1988-08-08	6,371	6,371	Direct
1988-08-08	4,992	4,992	Direct
1988-08-08	6,310	6,310	Direct

Footnotes

2013 Restricted Stock Grant - 25% vest on 4/08/2015; 25% vest on 4/08/2016; and 50% vest on 4/08/2017. 1,695 shares vested on 4/08/2016 and were transferred to account referenced in footnote #6.
2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
Shares held in street account with Securities America. 3/21/2017 - The price $21.8146 represents a weighed average of sales prices ranging from $21.8150 per share to $21,8200 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.