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Home > Insider Trading > Filing (0001140361-17-012990)

Filing Details

Accession Number:: 0001140361-17-012990
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-23 10:29:36
Reporting Period:: 2017-03-22

Filing Date:: 2017-03-23
Accepted Time:: 2017-03-23 10:29:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
99614	Tri-Continental Corp	TY	(0)	135441850

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1198287	L David King	225 Franklin Street Boston MA 02110		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Tri-Continental Corporation Common Stock	Acquisiton	2017-03-22	100	$22.80	130,100	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2017-03-22	100	$22.79	130,200	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2017-03-22	400	$22.82	130,600	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2017-03-22	500	$22.83	131,100	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2017-03-22	200	$22.85	131,300	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2017-03-22	100	$22.87	131,400	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2017-03-22	606	$22.86	132,006	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2017-03-22	1,398	$22.85	133,404	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2017-03-22	1,733	$22.84	135,137	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2017-03-22	882	$22.87	136,019	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2017-03-22	1,672	$22.88	137,691	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2017-03-22	1,175	$22.90	138,866	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2017-03-22	1,134	$22.89	140,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct