Filing Details

Accession Number:
0001209191-17-022294
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-22 16:15:28
Reporting Period:
2017-03-13
Filing Date:
2017-03-22
Accepted Time:
2017-03-22 16:15:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1077183 Neogenomics Inc NEO Services-Testing Laboratories (8734) 742897368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1640522 G. Steven Brodie 12701 Commonwealth Drive Suite 9
Fort Myers FL 33913
President, Pharma Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-03-13 16,550 $8.00 49,403 No 4 S Direct
Common Stock Disposition 2017-03-20 33,450 $7.90 15,953 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $3.76 2014-04-16 2018-04-16 10,000 10,000 Direct
Common Stock Stock Option (Right to Buy) $3.45 2015-03-05 2019-03-05 20,000 20,000 Direct
Common Stock Stock Option (Right to Buy) $4.78 2016-05-04 2020-05-04 120,000 120,000 Direct
Common Stock Stock Option (Right to Buy) $7.15 2017-04-20 2021-04-20 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-04-16 10,000 10,000 Direct
2019-03-05 20,000 20,000 Direct
2020-05-04 120,000 120,000 Direct
2021-04-20 100,000 100,000 Direct
Footnotes
  1. This line is included for purposes of amending the filing on 3/17/2017 which inadvertently showed the transaction as securities acquired rather than securities disposed of.
  2. On April 16, 2013 Dr. Brodie was granted 10,000 stock options. These options will vest ratably over the next three anniversary dates of the grant dates.
  3. On March 5, 2014 Dr. Brodie was granted 20,000 stock options. The options will vest ratably over the next three anniversary dates of the grant date.
  4. On May 4, 2015 Dr, Brodie was granted 120,000 stock options. These options vest ratably over the next three anniversary dates of the grant date.
  5. On April 20, 2016, Mr. Brodie was granted 100,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.