Filing Details

Accession Number:
0001140361-17-012870
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-21 18:05:56
Reporting Period:
2017-03-20
Filing Date:
2017-03-21
Accepted Time:
2017-03-21 18:05:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501989 Cytomx Therapeutics Inc. CTMX Pharmaceutical Preparations (2834) 273521219
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1653881 C. Robert Ii Goeltz 151 Oyster Point Blvd
Suite 400
South San Francisco CA 94080
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-20 21,517 $4.47 31,306 No 4 M Direct
Common Stock Disposition 2017-03-20 10,000 $19.60 21,306 No 4 S Direct
Common Stock Disposition 2017-03-20 11,517 $20.00 9,789 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-03-20 21,517 $0.00 21,517 $4.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
217,658 2025-05-06 No 4 M Direct
Footnotes
  1. The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
  2. This option vests 25% on May 4, 2016, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, with each additional installment vesting on the last day of the month, except the final installment, which shall vest on May 4, 2019.