Filing Details

Accession Number:
0001140361-17-012865
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-21 17:22:06
Reporting Period:
2017-03-17
Filing Date:
2017-03-21
Accepted Time:
2017-03-21 17:22:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
879682 Viveve Medical Inc. VIVE Electromedical & Electrotherapeutic Apparatus (3845) 043153858
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1270925 P Timothy Lynch 919 Nw Bond Street
Suite 204
Bend OR 97703
Yes No Yes No
1370042 Stonepine Capital, L.p. 919 Nw Bond Street
Suite 204
Bend OR 97703
Yes No Yes No
1440771 Stonepine Capital Management, Llc 919 Nw Bond Street, Suite 204
Bend OR 97703-2767
Yes No Yes No
1462580 M Jon Plexico 919 Nw Bond Street
Suite 204
Bend OR 97703
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-17 1,250,000 $4.00 3,849,711 No 4 P Indirect See Notes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Notes
Footnotes
  1. The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P., Jon M. Plexico and Timothy P. Lynch. These securities are directly held by Stonepine Capital, L.P. (2,599,711 shares) and other limited partnerships (collectively, the "Funds") for the benefit of their investors. The General Partner is the general partner and investment adviser of the Funds. Mr. Plexico and Mr. Lynch are the General Partner's managers and may be deemed to have shared voting and investment power over the shares held by the Funds.
  2. Each of the Filers disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each of the General Partner, Mr. Plexico and Mr. Lynch disclaims beneficial ownership of these securities except to the extent of that person's beneficial ownership therein.