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Home > Insider Trading > Filing (0001144204-17-015865)

Filing Details

Accession Number:: 0001144204-17-015865
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-21 16:30:34
Reporting Period:: 2017-02-07

Filing Date:: 2017-03-21
Accepted Time:: 2017-03-21 16:30:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1499912	Global Brokerage Inc.	GLBR	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	273268672

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1504921	David Sakhai	C/O Global Brokerage, Inc. 55 Water St. New York NY 10041	Chief Operating Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2017-02-07	3,000	$3.06	230,342	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2017-02-07	2,400	$3.13	227,942	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2017-02-07	2,000	$3.10	225,942	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2017-02-07	1,600	$3.05	224,342	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2017-02-07	1,000	$3.11	223,342	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2017-03-15	6,775	$1.75	216,567	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2017-03-15	3,800	$1.71	212,767	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Footnotes

Such sales were made by the Reporting Person's brother-in-law and not by the Reporting Person themselves.
A portion of these securities are (i) held by trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee, and (ii) by members of the Reporting Person's family.