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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2017-03-20 21:21:14
Reporting Period:
Filing Date:
Accepted Time:
2017-03-20 21:21:14
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
945699 Ixys Corp IXYS Semiconductors & Related Devices (3674) 770140882
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241309 Joon S Lee C/o Ixys Corporation
1590 Buckeye Drive
Milpitas CA 95035
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-20 2,500 $11.83 7,500 No 4 M Direct
Common Stock Disposition 2017-03-20 2,500 $14.06 5,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-03-20 2,500 $0.00 2,500 $11.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
33,750 2016-08-28 2024-08-28 No 4 M Direct
  1. The shares were sold in multiple trades at prices ranging from $14.00 to $14.15. The price reported above is the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the shares were sold upon receipt of a request from the SEC staff, the issuer or a security holder of the issuer.