Filing Details

Accession Number:
0001209191-17-021805
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-20 17:53:11
Reporting Period:
2017-03-16
Filing Date:
2017-03-20
Accepted Time:
2017-03-20 17:53:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1070154 Sterling Bancorp STL National Commercial Banks (6021) 800091851
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536096 R. James Peoples 400 Rella Boulevard
Montebello NY 10901
Sevp/Cbo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.01 Par Value Per Share Acquisiton 2017-03-16 10,584 $11.36 59,436 No 4 M Direct
Common Stock, $.01 Par Value Per Share Acquisiton 2017-03-16 290 $9.00 59,726 No 4 M Direct
Common Stock, $.01 Par Value Per Share Disposition 2017-03-16 10,874 $24.41 48,852 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2012-11-20 290 $0.00 290 $9.00
Common Stock Employee Stock Option (right to buy) Disposition 2013-10-24 10,584 $0.00 10,584 $11.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,810 2013-11-20 2022-11-20 No 4 M Direct
5,293 2014-10-24 2023-10-24 No 4 M Direct
Footnotes
  1. Stock Options vest in three equal installments starting on 11/20/2013.
  2. Stock Options vest in three equal installments starting on 10/24/2014.