Filing Details

Accession Number:
0001209191-17-021578
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-17 21:46:24
Reporting Period:
2017-03-15
Filing Date:
2017-03-17
Accepted Time:
2017-03-17 21:46:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1327688 Ooma Inc OOMA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1167196 James Wei 99 Almaden Blvd
6Th Floor
San Jose CA 95113
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-03-15 3,290,483 $8.36 144,027 No 4 S Indirect By entities associated with Worldview Technology Partners
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By entities associated with Worldview Technology Partners
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 61,948 Direct
Footnotes
  1. Shares sold pursuant to that certain Underwriting Agreement, dated as of March 9, 2017 by and among the Issuer, Credit Suisse Securities (USA) LLC and JMP Securities LLC, as representatives of the underwriters named in the Underwriting Agreement, Worldview Technology Partners IV, L.P., Worldview Technology International IV, L.P. and Worldview Strategic Partners IV, L.P. (the "Transaction"). The Transaction closed on March 15, 2017.
  2. Pursuant to the Underwriting Agreement, Worldview Technology Partners IV, L.P. sold to the underwriters 2,812,767 shares of Common Stock of the Issuer, Worldview Technology International IV, L.P. sold to the underwriters 456,963 shares of Common Stock of the Issuer and Worldview Strategic Partners IV, L.P sold to the underwriters 20,753 shares of Common Stock of the Issuer.
  3. Shares held directly by Worldview Strategic Partners IV, L.P. ("Strategic IV"), Worldview Technology International IV, L.P. ("International IV") and Worldview Technology Partners IV, L.P. ("Technology IV" and, together with Strategic IV and International IV, the "Worldview IV Funds"). Worldview Capital IV, L.P., the general partner of each of the Worldview IV Funds, and Worldview Equity I, L.L.C., the general partner of Worldview Capital IV, L.P., may each be deemed to have sole voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person, as a member of Worldview Equity I, L.L.C., may be deemed to share voting and dispositive power over the shares held by the Worldview IV Funds. The Reporting Person disclaims beneficial ownership of the shares held by the Worldview IV Funds, except to the extent of any pecuniary interest therein.