Filing Details
- Accession Number:
- 0001009626-17-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-17 19:18:13
- Reporting Period:
- 2017-03-15
- Filing Date:
- 2017-03-17
- Accepted Time:
- 2017-03-17 19:18:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009626 | Brocade Communications Systems Inc | BRCD | Computer Communications Equipment (3576) | 770409517 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393230 | Jeffrey Lindholm | 130 Holger Way San Jose CA 95134 | Svp, Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-03-15 | 7,192 | $12.39 | 190,770 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-03-15 | 225,000 | $5.68 | 415,770 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-15 | 225,000 | $12.37 | 190,770 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-03-15 | 65,000 | $8.59 | 255,770 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-15 | 65,000 | $12.37 | 190,770 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-03-15 | 46,666 | $10.89 | 237,436 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-15 | 46,666 | $12.37 | 190,770 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-15 | 190,770 | $12.38 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-15 | 225,000 | $0.00 | 225,000 | $5.68 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-15 | 65,000 | $0.00 | 65,000 | $8.59 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-15 | 46,666 | $0.00 | 46,666 | $10.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-03-04 | No | 4 | M | Direct | |
| 13,000 | 2020-12-09 | No | 4 | M | Direct | |
| 33,334 | 2021-12-16 | No | 4 | M | Direct |
Footnotes
- The options vest as to 25% of the shares on March 4, 2014, and 1/48 of the shares vest each month thereafter.
- The options vest monthly over four years from November 1, 2013.
- The options vest monthly over four years from November 1, 2014.
Billionaire Hedge Funds
