Filing Details
- Accession Number:
- 0001009626-17-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-17 19:13:39
- Reporting Period:
- 2017-03-15
- Filing Date:
- 2017-03-17
- Accepted Time:
- 2017-03-17 19:13:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009626 | Brocade Communications Systems Inc | BRCD | Computer Communications Equipment (3576) | 770409517 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237892 | Sanjay Vaswani | 130 Holger Way San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-15 | 20,000 | $9.77 | 197,974 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-15 | 20,000 | $12.38 | 177,974 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-03-15 | 20,000 | $6.32 | 197,974 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-03-15 | 20,000 | $12.38 | 177,974 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-15 | 20,000 | $0.00 | 20,000 | $9.77 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-03-15 | 20,000 | $0.00 | 20,000 | $6.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-04-30 | No | 4 | M | Direct | |
| 0 | 2017-04-12 | No | 4 | M | Direct |
Footnotes
- Amount of securities beneficially owned includes 20,223 unvested restricted stock units.
- The options vest quarterly over one year beginning on third anniversary of date of grant.
- The options fully vests one year from date of grant.
Billionaire Hedge Funds
