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Filing Details

Accession Number:: 0001012975-17-000230
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-17 17:43:07
Reporting Period:: 2017-03-15

Filing Date:: 2017-03-17
Accepted Time:: 2017-03-17 17:43:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
778164	Pacific Ethanol Inc.	PEIX	Industrial Organic Chemicals (2860)	412170618

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1531741	Candlewood Investment Group, Lp	555 Theodore Fremd Ave Suite C-303 Rye NY 10580	No	No	Yes	No
1663659	Candlewood Special Situations General, Llc	555 Theodore Fremd Ave Suite C-303 Rye NY 10580	No	No	Yes	No
1663660	Candlewood Investment Group General, Llc	555 Theodore Fremd Ave Suite C-303 Rye NY 10580	No	No	Yes	No
1663661	Candlewood Special Situations Master Fund, Ltd.	555 Theodore Fremd Ave Suite C-303 Rye NY 10580	No	No	Yes	No
1700055	Frank Philip Desantis	C/O Candlewood Investment Group, Lp 555 Theodore Fremd Ave., Suite C-303 Rye NY 10580	No	No	Yes	No
1700201	Erwin David Koenig	C/O Candlewood Investment Group, Lp 555 Theodore Fremd Ave., Suite C-303 Rye NY 10580	No	No	Yes	No
1700228	Awn Jung Michael Lau	C/O Candlewood Investment Group, Lp 555 Theodore Fremd Ave., Suite C-303 Rye NY 10580	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-03-15	93,724	$6.76	3,893,470	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2017-03-15	1,382	$6.76	57,402	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2017-03-15	246,368	$6.70	3,647,102	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2017-03-15	3,632	$6.70	53,770	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2017-03-16	134,162	$6.72	3,512,940	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2017-03-16	1,978	$6.72	51,792	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2017-03-16	246,368	$6.70	3,266,572	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2017-03-16	3,632	$6.70	48,160	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2017-03-17	87,712	$6.74	3,178,860	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2017-03-17	1,293	$6.74	46,867	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2017-03-17	344,915	$6.65	2,833,945	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2017-03-17	5,085	$6.65	41,782	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2017-03-17	246,368	$6.70	2,587,577	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2017-03-17	3,632	$6.70	38,150	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	900,177	Indirect	See Footnote
Common Stock	77,292	Indirect	See Footnote
Common Stock	7,284	Direct
Common Stock	2,742	Direct
Common Stock	4,207	Direct

Footnotes

The securities are directly held by Candlewood Special Situations Master Fund, Ltd. (the "Special Situations Fund"). Candlewood Investment Group, LP (the "Investment Manager") serves as the investment manager to the Special Situations Fund, and Candlewood Special Situations General, LLC (the "Fund GP") serves as the general partner of the Special Situations Fund. Candlewood Investment Group General, LLC (the "Manager GP") serves as the general partner of the Investment Manager. Messrs. Lau, Koenig and DeSantis are managing partners of the Investment Manager. Each of the Reporting Persons, other than the Special Situations Fund, disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest.
The securities are directly held by a private investment fund for which (i) the Investment Manager serves as the investment manager and (ii) the Fund GP serves as the general partner. The Manager GP serves as the general partner of the Investment Manager. Messrs. Lau, Koenig and DeSantis are managing partners of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest.
The securities are directly held by Michael J. Lau. No other Reporting Person beneficially owns these securities.
The securities are directly held by David E. Koenig. No other Reporting Person beneficially owns these securities.
The securities are directly held by Philip F. DeSantis. No other Reporting Person beneficially owns these securities.
The transactions were executed in multiple trades at prices ranging from $6.70 to $7.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $6.70 to $6.85. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $6.70 to $6.78. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.