Home > Insider Trading > Filing (0000921895-17-000755)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
922521	Falconstor Software Inc	FALC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
903374	D William Miller	C/O Falconstor Software, Inc. 2 Huntington Quadrangle, Suite 2501 Melville NY 11747		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-03-15	600	$0.38	600	No	4	P	Indirect	By: PV Strategies LLC
Common Stock	Acquisiton	2017-03-15	2,000	$0.39	2,600	No	4	P	Indirect	By: PV Strategies LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By: PV Strategies LLC
No	4	P	Indirect	By: PV Strategies LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	21,592	Direct

Footnotes

Securities owned directly by PV Strategies LLC, a hedge fund managed by Miller Investment Management LLC, a registered investment adviser of which Mr. Miller is a principal. Mr. Miller, as a principal of Miller Investment Management LLC, may be deemed the beneficial owner of the securities owned by PV Strategies LLC. Mr. Miller disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Miller is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.