Filing Details
- Accession Number:
- 0000824142-17-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-17 10:51:38
- Reporting Period:
- 2017-03-16
- Filing Date:
- 2017-03-17
- Accepted Time:
- 2017-03-17 10:51:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824142 | Aaon Inc | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211652 | I Kathy Sheffield | 10402 North 144 East Avenue Owasso OK 74055 | Sr. Vice President Admin/Treas | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.004 | Acquisiton | 2017-03-16 | 15,000 | $6.89 | 41,752 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2017-03-16 | 5,000 | $4.54 | 46,752 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2017-03-16 | 20,000 | $36.53 | 26,752 | No | 4 | S | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2017-03-16 | 17,110 | $36.55 | 0 | No | 4 | I | Indirect | 401(k) Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | I | Indirect | 401(k) Plan |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-03-16 | 15,000 | $6.89 | 15,000 | $6.89 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-03-16 | 5,000 | $4.54 | 5,000 | $4.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,750 | 2011-05-25 | 2020-05-25 | No | 4 | M | Direct |
| 0 | 2010-03-09 | 2019-03-09 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $8.65 | 2013-05-15 | 2022-05-15 | 22,500 | 22,500 | Direct |
| Common Stock | Stock Option (Right to Buy) | $21.93 | 2016-01-02 | 2025-01-02 | 4,805 | 4,805 | Direct |
| Common Stock | Stock Option (Right to Buy) | $22.15 | 2017-01-04 | 2026-01-04 | 6,680 | 6,680 | Direct |
| Common Stock | Stock Option (Right to Buy) | $34.10 | 2018-01-04 | 2027-01-04 | 24,700 | 24,700 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-05-15 | 22,500 | 22,500 | Direct |
| 2025-01-02 | 4,805 | 4,805 | Direct |
| 2026-01-04 | 6,680 | 6,680 | Direct |
| 2027-01-04 | 24,700 | 24,700 | Direct |
Billionaire Hedge Funds
