Home > Insider Trading > Filing (0001144204-17-015275)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1414932	Fifth Street Finance Corp.	FSC	()	4/A

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1200461	M Leonard Tannenbaum	C/O Fifth Street (Fsc) 777 West Putnam Avenue, 3Rd Floor Greenwich CT 06830		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2016-12-12	34,201	$5.61	12,081,639	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2016-12-13	46,583	$5.56	12,035,056	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $5.60 to $5.64; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
The total number of shares referenced in the original Form 4 were inadvertently overstated by 50,000 shares. This overstatement also occurred in the four subsequent Form 4s filed by Mr. Tannenbaum between December 22, 2016 and March 15, 2017.
This transaction was executed in multiple trades at prices ranging from $5.55 to $5.60; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.