Filing Details

Accession Number:
0001618563-17-000046
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-16 19:55:10
Reporting Period:
2017-03-03
Filing Date:
2017-03-16
Accepted Time:
2017-03-16 19:55:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1618563 National Storage Affiliates Trust NSA Real Estate Investment Trusts (6798) 465053858
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1639296 Mark Mourick Van 187 Monarch Bay Drive
Dana Point CA 92629
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest, $0.01 Par Value Acquisiton 2017-03-03 21,750 $0.00 21,750 No 4 C Indirect See Footnote
Common Shares Of Beneficial Interest, $0.01 Par Value Disposition 2017-03-14 10,000 $22.94 11,750 No 4 S Indirect See Footnote
Common Shares Of Beneficial Interest, $0.01 Par Value Disposition 2017-03-15 11,750 $23.05 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Of Beneficial Interest, $0.01 Par Value Class A OP Units Disposition 2017-03-03 21,750 $0.00 21,750 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
107,275 No 4 C Indirect
Footnotes
  1. The Reporting Person redeemed 21,750 Class A common units of limited partner interest (the "Class A OP Units") of NSA OP, LP (the "Partnership"), of which National Storage Affiliates Trust (the "Issuer") is the general parter. These Class A OP Units were held by The Tricia Van Mourick Separate Property Trust U/A dated 03/29/2012, which received 21,750 common shares of beneficial interest ("Shares") of the Issuer upon redemption. The Shares are held in a trust for the benefit of the Reporting Person's spouse and children. The Reporting Person's spouse is trustee of the trust.
  2. This filing shall not be deemed to be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.
  3. The Reporting Person's total direct and indirect beneficial ownership following the reported transactions above is (i) 0 Shares, and (ii) 107,275 Class A OP Units (which includes those securities convertible into, or exchangeable for, such Class A OP Units as previously reported). As of November 21, 2016, in connection with a corporate reorganization, the Reporting Person was no longer a controlling person and did not have or share voting or investment power over the portfolio of Optivest Properties, LLC ("Optivest"). Accordingly, the Reporting Person no longer has any direct or indirect beneficial ownership in any Shares of the Issuer. The 107,275 Class A OP Units referred to above do not include derivative securities of other classes or non-derivative securities of the Reporting Person that were previously reported.
  4. Represents Shares of the Issuer sold in the open market.
  5. The price reported in Column 4 is a weighted average price. These Shares of the Issuer were sold in multiple transactions ranging from $22.83 to $23.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares of the Issuer sold at each separate price within the ranges set forth in footnotes (5) and (6) to this Form 4.
  6. The price reported in Column 4 is a weighted average price. These Shares of the Issuer were sold in multiple transactions at prices ranging from $23.04 to $23.07, inclusive.
  7. N/A