Filing Details

Accession Number:
0001209191-17-020999
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-16 12:48:08
Reporting Period:
2017-03-14
Filing Date:
2017-03-16
Accepted Time:
2017-03-16 12:48:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880631 Wisdomtree Investments Inc. WETF Security Brokers, Dealers & Flotation Companies (6211) 133487784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
934992 L Jonathan Steinberg C/O Wisdomtree Investments, Inc.
245 Park Avenue, 35Th Floor
New York NY 10167
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-14 43,386 $8.97 7,408,283 No 4 P Direct
Common Stock Acquisiton 2017-03-16 54,585 $9.27 7,462,868 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 798 Indirect By Spouse
Footnotes
  1. The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $8.93 to $8.99, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.
  2. Includes restricted stock awards which vest as to (i) 37,550 shares on January 28, 2018, (ii) 147,291 shares on January 27, 2018 and (iii)147,290 shares on January 27, 2019.
  3. The price included in Column 4 is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $9.22 to $9.30, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) of this Form 4.