Filing Details

Accession Number:
0001649338-17-000048
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-15 18:53:44
Reporting Period:
2017-03-14
Filing Date:
2017-03-15
Accepted Time:
2017-03-15 18:53:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1649338 Broadcom Ltd AVGO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1359561 Justine Lien C/O Avago Technologies Us Inc.
1320 Ridder Park Drive
San Jose CA 95131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, No Par Value Acquisiton 2017-03-14 9,854 $35.38 13,905 No 4 M Direct
Ordinary Shares, No Par Value Acquisiton 2017-03-14 5,223 $62.47 19,128 No 4 M Direct
Ordinary Shares, No Par Value Disposition 2017-03-14 15,077 $224.76 4,051 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares, No Par Value Stock Option (Right to Buy) Disposition 2017-03-14 9,854 $0.00 9,854 $35.38
Ordinary Shares, No Par Value Stock Option (Right to Buy) Disposition 2017-03-14 5,223 $0.00 5,223 $62.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-04-09 No 4 M Direct
0 2019-04-08 No 4 M Direct
Footnotes
  1. Includes 1,325 Restricted Share Units.
  2. The option is fully vested and exercisable.