Filing Details
- Accession Number:
- 0001649338-17-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-14 18:49:24
- Reporting Period:
- 2017-03-13
- Filing Date:
- 2017-03-14
- Accepted Time:
- 2017-03-14 18:49:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1649338 | Broadcom Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1670725 | M. Kirsten Spears | C/O Avago Technologies Us Inc. 1320 Ridder Park Drive San Jose CA 95131 | Principal Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, No Par Value | Acquisiton | 2017-03-13 | 717 | $48.18 | 32,455 | No | 4 | M | Direct | |
| Ordinary Shares, No Par Value | Acquisiton | 2017-03-13 | 1,650 | $38.92 | 34,105 | No | 4 | M | Direct | |
| Ordinary Shares, No Par Value | Acquisiton | 2017-03-13 | 1,502 | $62.63 | 35,607 | No | 4 | M | Direct | |
| Ordinary Shares, No Par Value | Acquisiton | 2017-03-13 | 15,000 | $71.86 | 50,607 | No | 4 | M | Direct | |
| Ordinary Shares, No Par Value | Disposition | 2017-03-13 | 21,272 | $225.97 | 29,335 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares, No Par Value | Stock Option (Right to Buy) | Disposition | 2017-03-13 | 717 | $0.00 | 717 | $48.18 |
| Ordinary Shares, No Par Value | Stock Option (Right to Buy) | Disposition | 2017-03-13 | 1,650 | $0.00 | 1,650 | $38.92 |
| Ordinary Shares, No Par Value | Stock Option (Right to Buy) | Disposition | 2017-03-13 | 1,502 | $0.00 | 1,502 | $62.63 |
| Ordinary Shares, No Par Value | Stock Option (Right to Buy) | Disposition | 2017-03-13 | 15,000 | $0.00 | 15,000 | $71.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-03-01 | No | 4 | M | Direct | |
| 0 | 2020-03-01 | No | 4 | M | Direct | |
| 750 | 2021-03-01 | No | 4 | M | Direct | |
| 15,000 | 2021-06-09 | No | 4 | M | Direct |
Footnotes
- Includes 29,274 Restricted Share Units.
- Transaction executed in multiple trades at prices ranging from $225.78 to $226.32 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The option is fully vested and exercisable.
- Option to purchase ordinary shares of the Company, granted pursuant to the LSI Corporation 2003 Equity Incentive Plan, assumed by the Company upon the closing of its acquisition of LSI on May 6, 2014 (the "LSI Plan"). The option vests over 4 years, with one-fourth vesting on March 1 of each of 2015, 2016, 2017, 2018, subject to the Reporting Person's continuing service on each vesting date.
- Share price performance option (the "2014 Option") granted pursuant to the Avago Plan. The 2014 Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the 2014 Option will be fully vested on June 10, 2018. The exercisability requirements for the 2014 Option have been met.
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