Filing Details

Accession Number:
0001140361-17-011939
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-14 17:06:47
Reporting Period:
2017-03-10
Filing Date:
2017-03-14
Accepted Time:
2017-03-14 17:06:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
77360 Pentair Plc PNR Special Industry Machinery (No Metalworking Machinery) (3550) 981050812
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1254762 Ronald Merriman 5500 Wayzata Blvd., Suite 600
Golden Valley MN 55416
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2017-03-10 10,000 $34.18 26,338 No 4 M Direct
Common Shares Disposition 2017-03-10 10,000 $60.00 16,338 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Nonqualified Stock Option (right to buy) Disposition 2017-03-10 10,000 $0.00 10,000 $34.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-01-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares - Deferral Plan 302 Indirect Plan Agent
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Phantom Stock Units (Deferred Compensation) $0.00 123 123 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
123 123 Indirect
Footnotes
  1. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018.
  2. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
  3. The options are vested and exercisable.
  4. Phantom stock units convert into common shares on a one-for-one basis.
  5. Settlement of phantom stock units will be in Pentair plc common shares in accordance with reporting person's irrevocable election.